Director - Corporate Finance (Corporate Disclosure - Monitoring)

1 day ago


hong kong, Hong Kong SAR China Securities and Futures Commission (SFC) Full time

Director - Corporate Finance (Corporate Disclosure - Monitoring) Join to apply for the Director - Corporate Finance (Corporate Disclosure - Monitoring) role at Securities and Futures Commission (SFC) The Corporate Disclosure Team is a unit formed by the merger of the Monitoring Team and the Takeovers Team to consider and address corporate misconduct from a wider perspective. Duties & Responsibilities Reporting to Senior Director - Corporate Finance, the Director will work closely with other senior executives of the Corporate Finance Division in relation to matters concerning listed equity securities. The Director will lead the Monitoring Team in analysing and reviewing corporate disclosures, news, and intelligence relating to listed companies in Hong Kong, with a view to identifying any possible breaches of the inside information provisions under Part XIVA of the SFO and other misconduct, including, without limitation, provision of false or misleading information and breaches of the Codes on Takeovers and Mergers and Share Buy-backs. Possible SFO breaches will be passed to the Enforcement Division for more in-depth investigation. The Director will also contribute to the identification of any policy and market-wide regulatory issues relating to listed companies and possible regulatory responses. The Director will have to cultivate a common sense of purpose amongst the team members to ensure that the Monitoring Team works closely with other teams and divisions of SFC in line with the corporate priorities. Requirements An ideal candidate should have substantial experience in analysing voluminous financial and other information from multiple sources and undertaking investigative work (for example, as an auditor, a law enforcement agent or a forensic investigator), a sound and practical understanding of listed company corporate disclosure obligations and in-depth knowledge of the operation and regulations of the local securities and futures markets. The candidate should have an investigative mindset as well as excellent conceptual, analytical, interpersonal, written and presentation skills. On top of a strong sense of responsibility and impeccable integrity, the candidate should also demonstrate outstanding leadership. Professional qualifications in law, finance or accounting are an advantage but not essential. Please visit our website at for more information about the position. We are an EQUAL OPPORTUNITY EMPLOYER. Seniority level Director Employment type Full-time Job function Finance #J-18808-Ljbffr



  • hong kong, Hong Kong SAR China Securities and Futures Commission Full time

    A regulatory authority in Hong Kong seeks an experienced Director for its Corporate Disclosure Team. The Director will lead efforts in monitoring and analyzing corporate disclosures, ensuring compliance with local securities regulations. Candidates must have substantial investigative experience, strong analytical skills, and a sound understanding of...


  • hong kong, Hong Kong SAR China Adan Corporate Full time

    Overview Associate Partner - Corporate Finance Advisory. Adan seeks top talent with significant experience in M&A, fund-raising, company due-diligence, and financial modelling to support our client portfolio across Europe, Asia Pacific, Africa, Middle East, North America, South America, and Australia. Location: Hong Kong; Region: Asia Pacific; Function:...


  • Hong Kong Island, Hong Kong SAR China Ambition Full time

    Director, Corporate Finance (MNC) Our client is a leading MNC shipping business with global presence. It plays a critical role in global commodity supply chains. We are assisting them to look for a Director of Corporate Finance to join their growing team. Position Responsibilities Report to CFO, leading a team of 10 subordinates; Oversees diverse treasury...


  • Hong Kong Island, Hong Kong SAR China Page Executive Full time

    Director of Corporate Finance & Treasury Report to the CFO and lead the corporate finance team. Develop and implement corporate finance strategies to support business growth and sustainability. Oversee capital structuring, funding arrangements, and financial risk management. Lead financial planning and forecasting to align with organisational goals. Manage...

  • Corporate Lawyer

    5 days ago


    Hong Kong Island, Hong Kong SAR China Conyers Corporate Services (HK) Limited Full time

    Conyers is a leading international law firm with a broad client base including FTSE 100 and Fortune 500 companies, international finance houses and asset managers. The firm advises on Bermuda, British Virgin Islands and Cayman Islands laws, from offices in those jurisdictions and in the key financial centres of Hong Kong, London and Singapore. What Will You...


  • Hong Kong Island, Hong Kong SAR China Page Executive Full time

    A leading recruitment firm in Hong Kong is seeking a Director of Corporate Finance & Treasury to report to the CFO and lead the corporate finance team. The role requires developing and implementing strategies to support business growth, managing relationships with financial stakeholders, and ensuring compliance with regulations. Candidates should have...


  • Hong Kong Island, Hong Kong SAR China Ping An Securities (Hong Kong) Holdings Company Limited Full time

    A leading financial services provider in Hong Kong seeks a Director/ED for Corporate Finance. This role involves supervising SFC Type 6 regulated activities, leading corporate finance projects, and ensuring compliance with relevant laws. Candidates should hold a Bachelor's degree in business or related disciplines and be SFC registered for Type 6 activities....


  • hong kong, Hong Kong SAR China Adan Corporate Full time

    Adan is currently initiating programmes for our global clients and is seeking experienced corporate finance strategists with a demonstrable successful track record in M&A, fund‑raising, company due‑diligence, and financial modelling. The ideal candidate will bring expertise to our portfolio of work for clients around the world, including Europe, Asia...


  • hong kong, Hong Kong SAR China ES Corporate Functions Full time

    Direct message the job poster from ES Corporate Functions We are looking for qualified CPA with deal advisory/ transaction services experience from Big 4 to join our client in their finance team, partnering and supporting their investment deal teams, performing financial due diligence and help manage portfolio companies. Summary of the role and key...


  • Hong Kong Island, Hong Kong SAR China Trinity Search Limited Full time

    A leading financial institution in Hong Kong is seeking a Corporate Finance Director to manage corporate finance transactions and lead the IPO procedure. The ideal candidate should have over 10 years of experience in investment banking, a strong educational background in finance or economics, and be eligible to advise on Takeovers matters. Competence in...