Associate/AVP - Market Surveillance & Monitoring

4 days ago

hong kong, Hong Kong SAR China Michael Page International (Hong Kong) Limited Full time

Looking for big 4 financial services audit bkgd Looking for non brokerage firm audit candidates About Our Client The client is a leading financial market operator that oversees trading activities across cash and derivatives markets in Hong Kong. It plays a central role in maintaining market integrity, enforcing regulatory compliance, and facilitating cross-border connectivity with Mainland China through innovative trading platforms and regulatory collaboration. Job Description Main Responsibilities: Rule Enforcement: Conduct inspections, annual attestations, and thematic reviews Market Education: Organize seminars, roundtables, and publish compliance bulletins Reporting & Analytics: Prepare presentations and use data tools for insights System Testing: Perform UAT and support rule enforcement system rollouts Policy Development: Help maintain and review internal procedures Stakeholder Engagement: Liaise with regulators, participants, and internal teams Ad-hoc Projects: Flexibility to support special assignments The Successful Applicant Idea Candidate Profile: A degree in finance, law, or a related discipline. 3+ years in audit, compliance, enforcement, or advisory-preferably with regulators or top-tier financial institutions more senior level will be considered for AVP Knowledge of financial markets and trading practices. Proficiency in interpreting regulatory frameworks and guidelines. Excellent written and verbal communication skills in English. A proactive approach to problem-solving and attention to detail. What's on Offer Comprehensive benefits package to support your well-being. Opportunities to work within a large organization in the financial services industry. Exposure to a wide range of compliance and enforcement practices. Professional growth in a dynamic and highly regulated environment. #J-18808-Ljbffr

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