Surveillance Monitor
1 week ago
We are partnering with a leading global investment manager to recruit a key member for their Global Trade Surveillance team. This is a high-visible and critical role in a best-in-class global team, with the opportunity to establish and influence the control framework across the region. Being part of global surveillance team, you will be responsible for APAC surveillance related matters with a focus on Trade Surveillance and act as a Trade Surveillance SME for APAC region. Key Responsibilities: • Provide trade surveillance advisory for APAC region • Conduct in-depth analysis of trade data, order activity, and other market information to detect and investigate suspicious trading behavior • Develop and maintain comprehensive surveillance systems to identify potential market manipulation, insider trading, and other trading irregularities • Review and design trade surveillance policies, procedure and framework • Participate in automation, data analytic projects • Extract and manipulate large datasets from various sources to support trade surveillance and analytical efforts • Collaborate with trading, compliance, and legal teams to investigate and resolve identified issues Qualifications: • 3-10 years of experience in trade surveillance experience • Strong programming skills, with knowledge of Python, SQL, or VBA • Proficiency in data analysis, quantitative methods, and the use of surveillance/analytics tools • Knowledge of relevant regulations and guidelines governing financial markets in Hong Kong and APAC • Experience covering Fixed Income or Crypto product is a plus
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Trade Surveillance Monitoring Specialist
2 days ago
hong kong, Hong Kong SAR China Infini Capital Full timeOverview Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities. Investigate alerts and escalate issues to...
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Trade Surveillance Monitoring Specialist
2 days ago
Hong Kong Island, Hong Kong SAR China Infini Capital Management Limited Full timeKey Responsibilities Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities Investigate alerts and elevate...
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hong kong, Hong Kong SAR China Hong Kong Exchanges & Clearing Ltd Full timeVice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment...
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Hong Kong Island, Hong Kong SAR China Qube Research & Technologies Full timeA global quantitative investment manager in Hong Kong seeks a Compliance Officer for Market Surveillance. The role involves monitoring trading activities to detect potential market abuse while collaborating with various teams to enhance oversight. Candidates should have extensive experience in trade surveillance, familiarity with trade surveillance tools,...
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Hong Kong Island, Hong Kong SAR China Hong Kong Exchanges & Clearing Ltd Full timeVice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven company. Our commitment to...
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Assistant Manager
2 weeks ago
Hong Kong, Hong Kong SAR China PFCC Group Limited Full timeResponsibilities: Provide support on the monitoring of all post trade market abuse and market conduct risks that are following rules and regulations Responsible for the oversight of surveillance activities, investigations of fraudulent activities of clients and their trading patterns Monitor using the SMARTS system Responsible for providing regular reporting...
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Hong Kong Island, Hong Kong SAR China Hong Kong Exchanges & Clearing Ltd Full timeAssociate - Market Surveillance & Monitoring (Enforcement) - Operations The Market Surveillance & Monitoring Department is primarily responsible for maintaining the integrity of the cash and derivatives markets through real‑time trade monitoring and enforcing rule compliance of HKEX Participants. It also cooperates with Hong Kong and Mainland regulators on...
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Senior Compliance Officer
6 days ago
hong kong, Hong Kong SAR China OSL Full timeOverview AML Compliance Officer (Transaction Monitoring) - Digital Assets OSL is Hong Kong's first SFC-licensed digital asset platform. We are seeking a AML Compliance Officer (Transaction Monitoring) - Digital Assets to strengthen our first line of defense against financial crime. You will play a critical role in monitoring transaction activity,...
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Surveillance Analyst
4 days ago
Hong Kong Island, Hong Kong SAR China Jane Street Full timeWe are looking for a Surveillance Analyst to join our Hong Kong team. This role is an opportunity to gain exposure to various aspects of global trading and international regulations. The regulatory landscape of our industry is complex and always evolving. You will closely monitor Jane Street’s activity to detect any potentially manipulative or problematic...
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Trade Surveillance Officer
8 hours ago
Hong Kong Island, Hong Kong SAR China Futu Holdings Limited Full timePerform transaction monitoring and trade surveillance tasks to ensure alerts generated from systems are fully and properly investigated Analyze, maintain and improve setting and implement changes to the trade surveillance system and parameters calibration Carry out investigation and prepare report for internal review/STR filing Collaborate with IT team and...
