Manager - Enforcement (Investigation - Intermediary Misconduct Team)

Temporary Manager (6-Month Contract) – Enforcement (Investigation – Corporate Misconduct Team) Ref.: SFC/TM/INVCMT/ENF/ Duties & Responsibilities The SFC is a world recognised regulator. Its Enforcement Division often works on cutting edge market and listed company crime and intermediary misconduct cases that are intellectually challenging and crucial to...

A regulatory authority in Hong Kong is seeking a Manager for the Intermediary Misconduct Team to investigate financial crimes and misconduct. The ideal candidate will have at least 5 years of relevant experience, a university degree, and strong communication skills in English and Chinese. Familiarity with the securities market is an advantage. This position...

A regulatory authority in financial services is seeking a Temporary Administrator for a 3-month contract. The role involves providing administrative and clerical support to the Intermediary Misconduct Team within the Enforcement Division. Key responsibilities include organizing meetings, maintaining orderly files, and assisting team members in ad-hoc tasks....

A financial regulatory body in Hong Kong is seeking a Temporary Manager for a 6-month contract in its Enforcement Division. The role involves investigating corporate misconduct, detecting fraud by listed companies, and preparing legal cases. Ideal candidates will have a relevant degree, professional qualifications in Law or Accounting, and at least five...

Senior Manager - Enforcement (Surveillance - Market Misconduct Team) Duties & Responsibilities: Lead a dedicated team focused on monitoring and detecting potential market misconduct, including insider dealing and market manipulation. Recommend actions to senior management and support the surveillance department in identifying, analysing, and interpreting...

Join to apply for the Manager (Enforcement) – (18-month Contract) role at Insurance Authority 1 day ago Be among the first 25 applicants Key Responsibilities Manage and participate in intelligence activities to collect intelligence on suspected misconduct or undesirable industry behavior. Conduct enquiries and/or investigations into suspected...

A regulatory body in Hong Kong is seeking an experienced investigator to manage intelligence activities and conduct investigations related to insurance laws. The ideal candidate should have a Bachelor’s degree and at least 5 years of relevant experience in law enforcement or financial regulation. Strong analytical and communication skills are essential,...

Reporting to the Senior Manager, the incumbent will assume the following: Key Responsibilities Manage and participate in intelligence activities to collect intelligence on suspected misconduct or undesirable industry behavior. Conduct enquiries and/or investigations into suspected contraventions and/or criminal offences of the Insurance Ordinance and related...

A regulatory authority in Hong Kong is seeking a Senior Manager for the Enforcement team. The role involves leading a team to monitor market misconduct, analyzing trends, and providing expert opinions in legal matters. Candidates should possess a university degree in finance or accounting and demonstrate strong analytical, problem-solving, and communication...

Overview Join to apply for the AVP, Listing Enforcement role at Hong Kong Exchanges and Clearing Limited (HKEX) . Job summary: You will be provided with an interesting mix of investigative and disciplinary case work, together with challenging project work. You will need to be a strong, balanced and persuasive communicator, with an enquiring mind and an eye...