Temporary Enforcement Admin – Intermediary Misconduct Team

Manager - Enforcement (Investigation - Intermediary Misconduct Team) Duties & Responsibilities We are now seeking candidates for the Manager position in the Intermediary Misconduct Team (Investigation) of the Enforcement Division. The Enforcement Division investigates and combats market and listed company crimes, and intermediary misconduct. These...

Temporary Manager (6-Month Contract) – Enforcement (Investigation – Corporate Misconduct Team) Ref.: SFC/TM/INVCMT/ENF/ Duties & Responsibilities The SFC is a world recognised regulator. Its Enforcement Division often works on cutting edge market and listed company crime and intermediary misconduct cases that are intellectually challenging and crucial to...

A financial regulatory body in Hong Kong is seeking a Temporary Manager for a 6-month contract in its Enforcement Division. The role involves investigating corporate misconduct, detecting fraud by listed companies, and preparing legal cases. Ideal candidates will have a relevant degree, professional qualifications in Law or Accounting, and at least five...

A regulatory authority in Hong Kong is seeking a Manager for the Intermediary Misconduct Team to investigate financial crimes and misconduct. The ideal candidate will have at least 5 years of relevant experience, a university degree, and strong communication skills in English and Chinese. Familiarity with the securities market is an advantage. This position...

Senior Manager - Enforcement (Surveillance - Market Misconduct Team) Duties & Responsibilities: Lead a dedicated team focused on monitoring and detecting potential market misconduct, including insider dealing and market manipulation. Recommend actions to senior management and support the surveillance department in identifying, analysing, and interpreting...

A leading financial institution in Hong Kong is seeking a Temporary Co-ordinator (Enforcement) to provide administrative support. Responsibilities include filing, data inputting, and other clerical duties. The role requires at least five passes in relevant subjects, including Chinese and English, and familiarity with MS Office tools. Ideal candidates should...

A regulatory authority in Hong Kong is seeking a Senior Manager for the Enforcement team. The role involves leading a team to monitor market misconduct, analyzing trends, and providing expert opinions in legal matters. Candidates should possess a university degree in finance or accounting and demonstrate strong analytical, problem-solving, and communication...

Join to apply for the Manager (Enforcement) – (18-month Contract) role at Insurance Authority 1 day ago Be among the first 25 applicants Key Responsibilities Manage and participate in intelligence activities to collect intelligence on suspected misconduct or undesirable industry behavior. Conduct enquiries and/or investigations into suspected...

Temporary Administrator (3M contract) – Enforcement (Strategy & Technology Team) The incumbent will perform a variety of clerical duties for the Enforcement Division, and provide secretarial support for a team head, which may encompass the following areas: Coordinating with internal / external parties to schedule meetings and appointments. Assisting a team...

Our client is a Leading Financial Institution, they invite bright and energetic candidate for the following vacancy: Temporary Co-ordinator (Enforcement) Responsibilities: To provide administrative and clerical support to the division To undertake filing work To undertake data inputting Other duties assigned Requirements: Five subjects, including Chinese...