Senior Manager, Market Misconduct Surveillance

Senior Manager - Enforcement (Surveillance - Market Misconduct Team) Duties & Responsibilities: Lead a dedicated team focused on monitoring and detecting potential market misconduct, including insider dealing and market manipulation. Recommend actions to senior management and support the surveillance department in identifying, analysing, and interpreting...

Our client is a leading global financial services institution with a strong presence across Asia, Europe, and the Americas. They are seeking an Assistant Manager, Market Surveillance to join its Asia‑Pacific Market Surveillance team based in Hong Kong. This team plays a critical role in ensuring the integrity of markets and adherence to global and local...

Vice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment...

Vice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven company. Our commitment to...

A major financial institution in Asia is seeking a Vice President for Market Surveillance and Monitoring. The role involves overseeing market integrity through real-time trade monitoring and investigations of market misconduct. Candidates should have a Master’s degree in a quantitative field and at least 10 years of relevant experience, with expertise in...

Job Summary The Market Surveillance & Monitoring Department maintains the integrity of cash and derivatives markets through real-time trade monitoring and rule compliance enforcement. It coordinates with Hong Kong and Mainland regulators on investigations of cross-boundary market misconduct under China Stock Connect. Job Responsibilities Lead system...

Senior Manager - Market Surveillance (Regional), Foreign Bank We are seeking a highly experienced Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency trading activities across equities and derivatives markets throughout the Asia‑Pacific region. The successful candidate...

A leading financial services firm in Hong Kong is seeking a Senior Manager - Market Surveillance. The role involves overseeing market surveillance activities across the Asia-Pacific region, managing alerts for potential market abuse, and ensuring compliance with regulations. Candidates should have at least 8 years of experience in market surveillance, strong...

A regulatory authority in Hong Kong is seeking a Manager for the Intermediary Misconduct Team to investigate financial crimes and misconduct. The ideal candidate will have at least 5 years of relevant experience, a university degree, and strong communication skills in English and Chinese. Familiarity with the securities market is an advantage. This position...

ABN AMRO Clearing (AAC) Market Surveillance operates globally across Europe, USA, and Asia‑Pacific to monitor post‑trade market abuse and conduct risk. Note: This position will be hired under the Hong Kong subsidiary - ABN AMRO Clearing Hong Kong Limited. The Job We are seeking a Market Surveillance Officer to join our Market Surveillance department. In...