Enforcement Investigations Manager

Manager - Enforcement (Investigation - Intermediary Misconduct Team) Duties & Responsibilities We are now seeking candidates for the Manager position in the Intermediary Misconduct Team (Investigation) of the Enforcement Division. The Enforcement Division investigates and combats market and listed company crimes, and intermediary misconduct. These...

A leading regulatory authority in Hong Kong is seeking a Senior Legal Counsel to join its Enforcement Division. The role involves advising on complex enforcement matters, managing investigations, and supporting litigation to ensure regulatory compliance. Candidates should be qualified lawyers with at least 3 years of post-qualification experience, preferably...

A regulatory agency in Hong Kong is seeking Temporary Legal Executives to assist in enforcement and litigation tasks. Candidates should be law graduates with relevant experience, strong communication skills, and the ability to work under pressure. You will draft vital documents, review evidence, and work closely with investigators. The position offers a...

Temporary Manager (6-Month Contract) – Enforcement (Investigation – Corporate Misconduct Team) Ref.: SFC/TM/INVCMT/ENF/ Duties & Responsibilities The SFC is a world recognised regulator. Its Enforcement Division often works on cutting edge market and listed company crime and intermediary misconduct cases that are intellectually challenging and crucial to...

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Candiadte with commercial dispute experience are preferred Stable environment About Our Client Our client, a leading regulatory authority, is seeking a Senior/ Legal Counsel to join its Enforcement Division. This role is pivotal in advising on complex enforcement matters, managing investigations, and supporting litigation to uphold regulatory compliance and...

Our client, a leading regulatory authority, is seeking a Senior/ Legal Counsel to join its Enforcement Division. This role is pivotal in advising on complex enforcement matters, managing investigations, and supporting litigation to uphold regulatory compliance and market integrity. Description Advise on enforcement actions, investigations, and disciplinary...

Our client, a leading regulatory authority, is seeking a Senior/ Legal Counsel to join its Enforcement Division. This role is pivotal in advising on complex enforcement matters, managing investigations, and supporting litigation to uphold regulatory compliance and market integrity. Description Advise on enforcement actions, investigations, and disciplinary...

About Our Client Our client is a regulatory organization in HK. They are looking for an in-house Counsel to join their regulatory team and focus on enforcement and disciplinary matters. Job Description Legal Advisory: Provide expert legal advice on enforcement actions, disciplinary procedures, and related regulatory matters. Interpret and apply relevant...

A financial regulatory body in Hong Kong is seeking a Temporary Manager for a 6-month contract in its Enforcement Division. The role involves investigating corporate misconduct, detecting fraud by listed companies, and preparing legal cases. Ideal candidates will have a relevant degree, professional qualifications in Law or Accounting, and at least five...