Responsible Officer, Virtual Asset Compliance

Responsible Officer (RO Type 9) - Virtual Asset We are seeking a highly skilled and experienced Responsible Officer (Type 9 - Virtual Asset) to join our dynamic team at HTF Securities Limited in Tsim Sha Tsui. In this full‑time role, you will be responsible for overseeing and managing our virtual asset operations, ensuring compliance with all relevant...

A prominent asset management firm in Hong Kong seeks a Responsible Officer to oversee trading, risk management, and compliance with regulatory standards. The ideal candidate will have at least 5 years of management experience in a securities firm, hold an SFC license, and possess strong language skills in English, Cantonese, and Mandarin. This role offers...

Experience in asset management company or securities firm Implement trade execution, fund operation & portfolio management and risk monitoring Responsibilities Act as the Responsible Officer (RO) authorized by the Hong Kong Securities and Futures Commission (SFC), with direct responsibility for overseeing Type 4 and 9 regulated activities. Manage daily...

Responsible Officer (RO) Type 1, Type 4 and Type 9 Act as the responsible officer for the company's Type 1, Type 4 and Type 9 regulated activities, and perform management and supervisory duties; Oversee, manage, and ensure compliance with all applicable laws, rules, and regulations, including the SFC's Code of Conduct and guidelines; Monitor trading...

I. Company Background The Company is currently applying for a SFC Type 2 license (Dealing in Futures Contracts) in order to provide a one-stop solution with spectrum of brokerage and asset management services. II. Key Responsibilities Assist with application for licenses in Type 2 regulated activities. Ensure daily business operations are in compliance with...

Geoswift is an innovative, globalized, payment technology company, with a distinct niche in APAC cross-border payments. Since its inception in 2010, the name Geoswift has been recognized as synonymous with frictionless cross-border fund flows throughout the world. Geoswift’s product portfolio encompasses payment acceptance, business payouts, foreign...

About Us Our client is a pioneering firm in the cryptocurrency and virtual asset ecosystem, dedicated to innovation and excellence. We are seeking a dynamic Chief Financial Officer (CFO) who possesses both a solid understanding of the digital asset landscape and substantial experience in mergers and acquisitions (M&A) to join our executive leadership team....

A financial services company based in Hong Kong is looking for a Responsible Officer with an SFC Type 2 license to lead compliance efforts and manage electronic trading systems. Candidates should have at least 5 years of industry experience, a strong understanding of regulatory requirements, and the ability to make independent decisions. The position offers...

Compliance Senior Manager & MLRO, Hong Kong Add expected salary to your profile for insights About Bullish Bullish is an institutionally focused global digital asset platform that provides market infrastructure and information services. These include: Bullish Exchange – a regulated and institutionally focused digital assets spot and derivatives exchange,...

Handle license applications and renewals with the Insurance Authority (IA). Ensure brokerage operations comply with applicable laws and regulations. Develop and enforce risk management and compliance policies. Collaborate with departments to ensure seamless business operations. Identify and pursue business opportunities, including marketing initiatives and...