Senior Responsible Officer – Futures

A financial services firm in Hong Kong is seeking a Senior Officer for the Dealing Department to handle futures trading orders and assist with daily operations. The ideal candidate will have a bachelor's degree in Finance or Economics, relevant licenses, and experience in the finance sector. Responsibilities include executing orders, matching transaction...

Experience in asset management company or securities firm Implement trade execution, fund operation & portfolio management and risk monitoring Responsibilities Act as the Responsible Officer (RO) authorized by the Hong Kong Securities and Futures Commission (SFC), with direct responsibility for overseeing Type 4 and 9 regulated activities. Manage daily...

Senior Officer, Dealing Department (Futures Team – Night Shift Duties) Work closely with our Account Executives or clients in executing both local and overseas futures trading orders accurately and efficiently. Assist our Responsible Officer(s) in managing daily operations. Involve in the matching of day-end transaction records. Assist in assigned ad hoc...

I. Company Background The Company is currently applying for a SFC Type 2 license (Dealing in Futures Contracts) in order to provide a one-stop solution with spectrum of brokerage and asset management services. II. Key Responsibilities Assist with application for licenses in Type 2 regulated activities. Ensure daily business operations are in compliance with...

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