SFC RO – Operations Lead for Discretionary Accounts

SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9 Add expected salary to your profile for insights SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9 Our client is with SFC 1, 2,4,5,6 and 9 licenses and is looking for a RO to manage the operations :- Requirements : Degree in finance, banking, accounting, economics, business or related studies Over 8...

A leading investment firm in Hong Kong is looking for a Responsible Officer (SFC Type 1 RO) to oversee operations and ensure compliance with regulations. The ideal candidate will manage business strategy and regulatory reporting while participating in new product development. A bachelor's degree and SFC approval for Type 1 activities are required. The firm...

SFC Responsible Officer (RO) – Type1,4,9 Seazen Resources Capital Group Limited is seeking an experienced and hands‑on Responsible Officer (Type 1&4&9) to join our team. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and drive the growth of our business. Key Responsibilities Lead and...

Avenir Capital is a pioneering investment group dedicated to the strategic integration of traditional finance and digital assets, driving innovation to build a leading financial ecosystem and infrastructure. Through an integrated framework of Investment, Incubation, and Operations, the group focuses on digital asset management, trading and financial service...

A leading consulting firm in Hong Kong is looking for an SFC-approved Responsible Officer (RO) for Type 9 activities to oversee Traditional and Virtual Asset Portfolio Management. You will ensure compliance, formulate investment strategies, and manage regulatory communications. The role demands expertise in asset management, blockchain, and virtual assets,...

A leading real estate investment fund in Hong Kong is seeking at least two Responsible Officers (ROs) with SFC Type 9 licenses for part-time roles. One of the positions may suit a 'Sleeping RO', ideal for professionals looking for work-life balance while traveling. Responsibilities include overseeing compliance and investment operations. Candidates should...

Serve as the Responsible Officer (RO) for Hong Kong Securities and Futures Commission (SFC) regulated activities of Type 1, Type 4, and Type 9, fully overseeing the core work of compliance management, operational supervision, and risk control for relevant businesses; Supervise all business activities of the company to ensure compliance with relevant Hong...

Licensed (RO) for Asset Management & Advising on securities /Securities We are seeking a highly qualified Licensed Responsible Officer (RO) with dual Hong Kong Securities and Futures Commission (SFC) Type 1 (Securities Trading), Type 4 (advising on securities), and Type 9 (Asset Management) licenses to oversee our securities and equity investment operations....

A financial services firm in Hong Kong is seeking an SFC licensed representative as a Responsible Officer (RO) for Type 1, 4, and 9 regulated activities. This role involves leading compliance with SFC regulations, assisting with licensing applications, and overseeing operational duties. Candidates must have a relevant degree, at least 5 years of industry...

About the role We are seeking an SFC licensed representative who is qualified to act as a Responsible Officer (RO) to conduct Type 1, 4 and 9 regulated activities. The role entails assisting with the license application, ensuring all business activities strictly adhere to SFC regulations, and upholding the highest ethical standards. We accepts full-time...