SFC-Approved RO for Type 9 VA Portfolios

Position Summary We seek an SFC-approved Responsible Officer (RO) for Type 9 activity to lead our Traditional and Virtual Asset Portfolio Management. This role requires asset management expertise and regulatory knowledge to ensure compliance while driving investment strategy and performance. Key Responsibilities Regulatory Leadership & Compliance Act as the...

• SFC Type 4&9 Responsible Officer (RO) and Director Add expected salary to your profile for insights Attractive remuneration and performance bonus Competitive fringe benefits (wedding leave, group medical and dental insurance, work-life balance) Clear career progression and senior management exposure Key Responsibilities Serve as OMO MIC and Type 4&9 RO,...

A licensed brokerage firm in Hong Kong is looking for a Responsible Officer (RO) for Type 9 regulated activities, focusing on public fund management. The ideal candidate will lead the license application process, manage product authorizations, and oversee portfolio performance. Requirements include current SFC Type 9 qualification, a relevant university...

Responsible Officer (Type 9, Virtual Assets) Company Description: A leading and internationally-established financial services firm specializing in asset management and technology-driven investment solutions for a global clientele. Nature: Permanent Job Title: Responsible Officer (Type 9, Virtual Assets) Responsibilities Oversee and manage all Securities and...

Responsible Officer - RO Type 1, 2, 4, 5, 9 Add expected salary to your profile for insights Location: Hong Kong | Industry: Financial Services | Group: Multi-national Greater China-based Investment Group Responsibilities: Serve as SFC-licensed Responsible Officer overseeing Type 1, 2, 4, 5 & 9 regulated activities. Act as key liaison with SFC to ensure full...

Portfolio Manager and Responsible Officer (Type 9) Act as a Responsible Officer (RO) with the SFC for Type 9 regulated activities and ensure compliance with all applicable laws, rules, and regulations; Develop and implement fixed income investment strategies aligned with the company’s overall strategy; Conduct investment research for bond investments;...

Our client, a Hong Kong-based security firm, is seeking a RO (SFC 1,4&9) to join their team due to recent expansion. The role will focus on a broad spectrum of markets. The RO will report directly to the board members of the Group, responsible for implementing business strategies and managing investment projects. This role must focus on distribution. Key...

Responsible Officer Type 9 – private credit fund Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk...

Responsible Officer Type 9 – private credit fund Responsibilities: Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring),...

Responsible Officer Type 9 – private credit fund Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk...