Responsible Officer Type 9 – private credit fund

Responsible Officer Type 9 – private credit fund Responsibilities: Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring),...

Responsible Officer Type 9 – private credit fund Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk...

Job Description Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk management and performance oversight across...

A financial services firm in Hong Kong is seeking a Regulatory Officer to oversee private credit strategies and lead a team. The candidate must be currently approved as a Responsible Officer (Type 9) and fluent in Cantonese and English. The role emphasizes governance and controls while ensuring compliance for public fund products. Immediate availability is...

A private credit fund in Hong Kong is seeking a Responsible Officer (Type 9) to oversee business lines and ensure compliance with regulatory standards. The candidate will manage private credit strategies and lead a dedicated team. Fluency in both Cantonese and English is essential. The role requires direct accountability and strategic leadership to ensure...

A private credit investment firm in Hong Kong seeks a Responsible Officer Type 9 to oversee compliance and performance for various credit strategies. The role requires strong regulatory leadership and experience in managing portfolios, ensuring robust governance and controls. Candidates must be fluent in Cantonese and English, available for immediate start,...

Responsibilities Act as the Responsible Officer for SFC Type 9 regulated activities, managing daily operations to ensure full regulatory compliance with the Securities and Futures Ordinance. Register as a Director for Type 9 Company under the Companies Ordinance and Securities and Futures Ordinance. Providing expert guidance and oversight for the setup of...

A leading asset management firm in Hong Kong is seeking a Responsible Officer Type 9 to oversee private credit strategies and ensure compliance with SFC standards. The ideal candidate is fluent in Cantonese and English, possesses strong leadership skills, and is ready for an immediate start. This full-time position offers the opportunity to lead an...

Our client is a newly incorporated company aiming to apply for an SFC license to conduct Type 4 and Type 9 regulated activities in Hong Kong (not holding client assets, PI only). They plan to manage private fund investing in tokenized products. Currently, they are seeking 1 Responsible Officer to join their team. Candidates with experience in asset...

With the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for a ResponsibleOfficer (Type 4 & Type 9): Responsibilities Act as Responsible Officer to supervise SFC Type 4 and9 regulated activities Provide research support...