SFC RO Type 9 | Private Credit Fund Leader

Responsible Officer Type 9 – private credit fund Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk...

Responsible Officer Type 9 – private credit fund Responsibilities: Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring),...

Responsible Officer Type 9 – private credit fund Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk...

A private credit investment firm in Hong Kong seeks a Responsible Officer Type 9 to oversee compliance and performance for various credit strategies. The role requires strong regulatory leadership and experience in managing portfolios, ensuring robust governance and controls. Candidates must be fluent in Cantonese and English, available for immediate start,...

Job Description Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk management and performance oversight across...

A private credit fund in Hong Kong is seeking a Responsible Officer (Type 9) to oversee business lines and ensure compliance with regulatory standards. The candidate will manage private credit strategies and lead a dedicated team. Fluency in both Cantonese and English is essential. The role requires direct accountability and strategic leadership to ensure...

• SFC Type 4&9 Responsible Officer (RO) and Director Add expected salary to your profile for insights Attractive remuneration and performance bonus Competitive fringe benefits (wedding leave, group medical and dental insurance, work-life balance) Clear career progression and senior management exposure Key Responsibilities Serve as OMO MIC and Type 4&9 RO,...

A licensed brokerage firm in Hong Kong is looking for a Responsible Officer (RO) for Type 9 regulated activities, focusing on public fund management. The ideal candidate will lead the license application process, manage product authorizations, and oversee portfolio performance. Requirements include current SFC Type 9 qualification, a relevant university...

Our client, a Hong Kong-based security firm, is seeking a RO (SFC 1,4&9) to join their team due to recent expansion. The role will focus on a broad spectrum of markets. The RO will report directly to the board members of the Group, responsible for implementing business strategies and managing investment projects. This role must focus on distribution. Key...

A financial services firm in Hong Kong is seeking a Regulatory Officer to oversee private credit strategies and lead a team. The candidate must be currently approved as a Responsible Officer (Type 9) and fluent in Cantonese and English. The role emphasizes governance and controls while ensuring compliance for public fund products. Immediate availability is...