Responsible Officer-Type 9
1 day ago
Position Summary We seek an SFC-approved Responsible Officer (RO) for Type 9 activity to lead our Traditional and Virtual Asset Portfolio Management. This role requires asset management expertise and regulatory knowledge to ensure compliance while driving investment strategy and performance. Key Responsibilities Regulatory Leadership & Compliance Act as the RO for Type 9 activity, ensuring SFC compliance. Develop policies, procedures, and controls for all asset management. Manage regulatory communication and reporting. Formulate and execute investment strategies for all portfolios. Conduct due diligence on virtual assets and trading platforms. Monitor portfolio performance and benchmarks. Operational Oversight Ensure segregation of client assets. Select and monitor custodians or establish self-custody framework. Implement accurate valuation methodologies and NAV calculations. Qualifications & Experience Must-Have (Regulatory & Technical) Current SFC approval as RO for Type 9. 3+ years in asset management, with at least 1 year in virtual asset management. Expertise in SFO and SFC requirements for VA fund managers. Deep knowledge of blockchain, digital assets, and associated risks. Must-Have (Leadership & Business) Experience in team building and compliance implementation. Connections within the global virtual asset ecosystem. Highly Preferred Experience in SFC license "upgrade" for virtual asset management. Advanced degree or CFA, fluency in English and Mandarin. #J-18808-Ljbffr
-
Responsible Officer Type 9
1 week ago
Hong Kong Island, Hong Kong SAR China Sunfund (Hong Kong) Company Limited Full timeResponsibilities Act as the Responsible Officer for SFC Type 9 regulated activities, managing daily operations to ensure full regulatory compliance with the Securities and Futures Ordinance. Register as a Director for Type 9 Company under the Companies Ordinance and Securities and Futures Ordinance. Providing expert guidance and oversight for the setup of...
-
RESPONSIBLE OFFICER
7 days ago
Hong Kong Island, Hong Kong SAR China HK Montage Full timeWith the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for a ResponsibleOfficer (Type 4 & Type 9): Responsibilities Act as Responsible Officer to supervise SFC Type 4 and9 regulated activities Provide research support...
-
Responsible Officer
1 day ago
Hong Kong Island, Hong Kong SAR China Seeds Talent Solution Limited Full timeThe company is an Asset Management firm. They are dedicated to building a new generation of intelligent financial trading platform and invite elite talent with financial insight to join their team as a Responsible officer (RO) to oversee SFC Type 4 and 9 regulated activities. Responsibilities Act as RO for Types 4 and 9; successfully secured new SFC licenses...
-
Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China ZHAOBANGJI LIFE Full timeResponsibilities Oversee Type 9 regulated activities (asset management) to ensure compliance with Hong Kong Securities and Futures Commission (SFC) regulations Manage daily operations, including trading, settlement, risk management, and client services, ensuring adherence to regulatory standards Perform regular AML and KYC checking of current and potential...
-
Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China HIGGS FINTECH LIMITED Full timeAbout the role We are seeking an SFC licensed representative who is qualified to act as a Responsible Officer (RO) to conduct Type 1, 4 and 9 regulated activities. The role entails assisting with the Type 1 license application, ensuring all business activities strictly adhere to SFC regulations, and upholding the highest ethical standards. We offer a...
-
Hong Kong Island, Hong Kong SAR China Shandong Gold Financial Holdings Group (Hongkong) Co., Limited Full timePortfolio Manager and Responsible Officer (Type 9) Act as a Responsible Officer (RO) with the SFC for Type 9 regulated activities and ensure compliance with all applicable laws, rules, and regulations; Develop and implement fixed income investment strategies aligned with the company’s overall strategy; Conduct investment research for bond investments;...
-
Responsible Officer
5 days ago
Hong Kong Island, Hong Kong SAR China Classy Wheeler Limited Full timeResponsible Officer (Type 9, Virtual Assets) Company Description: A leading and internationally-established financial services firm specializing in asset management and technology-driven investment solutions for a global clientele. Nature: Permanent Job Title: Responsible Officer (Type 9, Virtual Assets) Responsibilities Oversee and manage all Securities and...
-
Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China Wisdom Pro Holdings Limited Full timeResponsible Officer (SFC Type 1, 4 / Type 4, 9) We are a financial organization in the heart of Central, Hong Kong, and planning to open a new licensed company to carry out SFC Type 1, 4 and 9 regulated activities. You will be the person responsible to establish the new licensed company, overseeing and ensuring that all business activities comply with SFC...
-
Hong Kong Island, Hong Kong SAR China spl Full timeResponsible Officer Type 9 – private credit fund Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk...
-
Responsible Officer Type 9 – private credit fund
2 weeks ago
Hong Kong Island, Hong Kong SAR China 英國窩 UK Home Square Full timeResponsible Officer Type 9 – private credit fund Regulatory leadership: Serve as the SFC-approved Responsible Officer (Type 9), with direct accountability for supervised business lines and readiness to engage with the SFC as required. Portfolio management: Oversee private credit strategies (origination, underwriting, monitoring), integrating risk...
