SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9

Avenir Capital is a pioneering investment group dedicated to the strategic integration of traditional finance and digital assets, driving innovation to build a leading financial ecosystem and infrastructure. Through an integrated framework of Investment, Incubation, and Operations, the group focuses on digital asset management, trading and financial service...

A Hong Kong listed company is seeking a Responsible Officer (Type 1) to supervise SFC Type 1 regulated activities. The successful candidate will manage daily securities brokerage operations, ensuring compliance with regulations. Requirements include a degree in Business Administration, Economics, or Finance, current Type 1 Responsible Officer status, and...

With the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for a ResponsibleOfficer (Type 4 & Type 9): Responsibilities Act as Responsible Officer to supervise SFC Type 4 and9 regulated activities Provide research support...

• SFC Type 4&9 Responsible Officer (RO) and Director Add expected salary to your profile for insights Attractive remuneration and performance bonus Competitive fringe benefits (wedding leave, group medical and dental insurance, work-life balance) Clear career progression and senior management exposure Key Responsibilities Serve as OMO MIC and Type 4&9 RO,...

A fast-growing Alternative Investment asset manager in Hong Kong is seeking an experienced Responsible Officer to oversee SFC Type 9 regulated activities. In this senior role, you will manage compliance, governance, and operational excellence, ensuring successful fund establishment and accurate disclosures. The ideal candidate will possess a current SFC Type...

Position Summary We seek an SFC-approved Responsible Officer (RO) for Type 9 activity to lead our Traditional and Virtual Asset Portfolio Management. This role requires asset management expertise and regulatory knowledge to ensure compliance while driving investment strategy and performance. Key Responsibilities Regulatory Leadership & Compliance Act as the...

SFC Responsible Officer (RO) – Type1,4,9 Seazen Resources Capital Group Limited is seeking an experienced and hands‑on Responsible Officer (Type 1&4&9) to join our team. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and drive the growth of our business. Key Responsibilities Lead and...

The company is an Asset Management firm. They are dedicated to building a new generation of intelligent financial trading platform and invite elite talent with financial insight to join their team as a Responsible officer (RO) to oversee SFC Type 4 and 9 regulated activities. Responsibilities Act as RO for Types 4 and 9; successfully secured new SFC licenses...

With the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for the following position: RESPONSIBLE OFFICER (TYPE 1) Responsibilities Act as Responsible Officer to supervise SFC Type 1regulated activities Supervise and...

Our client, a leading financial institution, is looking for a RO (Type 1,2) to assist with their expansion. Key Responsibilities Act as the Responsible Officer for Type 1 and Type 2 regulated activities under the SFO. Ensure that all business operations are in compliance with the relevant regulations. Provide guidance and support to staff on compliance...