Senior SFC Type 1 Responsible Officer – Securities Oversight

SFC Responsible Officer (Type 1 & 4 & 9) Jinluo Securities Limited, a leading financial services firm, is seeking a highly skilled SFC Responsible Officer (Type 1 & 4 & 9) to join our dynamic team in the Wan Chai District. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and driving the...

Responsible Officer (1.5M, Type 1, Virtual Assets) 2 days ago Be among the first 25 applicants Direct message the job poster from HR Plus Opportunity Overview We are partnering with a highly reputable, growing financial institution focused on delivering professional, seamless brokerage and comprehensive financial services to its high-net-worth and retail...

Responsible Officer (1.5M, Type 1, Virtual Assets) We are partnering with a highly reputable, growing financial institution focused on delivering professional, seamless brokerage and comprehensive financial services to its high-net-worth and retail client base. We are seeking a dynamic and experienced regulatory professional to be appointed as a Responsible...

Location: Central & Western District, Hong Kong SAR Position Responsible Officer (Type 1) Responsibilities Act as the Responsible Officer (Type 1) and ensure all regulated activities conducted in Hong Kong fully comply with SFC rules, licensing conditions and internal control standards. Oversee core business activities including stablecoin payments, fund...

Responsible Officer (SFC Type 1, 4 / Type 4, 9) We are a financial organization in the heart of Central, Hong Kong, and planning to open a new licensed company to carry out SFC Type 1, 4 and 9 regulated activities. You will be the person responsible to establish the new licensed company, overseeing and ensuring that all business activities comply with SFC...

Lead the application process for SFC Type 1 licenses for a newly established financial institution Prepare and submit all required documentation to the SFC, ensuring complete compliance with regulatory requirements Develop and implement all necessary policies, procedures and internal controls required for license approval Design and establish the compliance...

Responsible Officer for Licensed Corporation (Types 1, 4 and 9) VSFG Asset Management Limited Job Responsibilities Serve as the Responsible Officer for the Company’s Type 1, 4 & 9 regulated activities, with the management responsibilities and duties to supervise and/or operate the SFC’s granted regulated activities businesses ; Perform daily operation...

About Client: Our client is a well-established and rapidly growing financial services group with a significant focus on alternative investments. We are dedicated to excellence, innovation, and maintaining the highest standards of regulatory compliance and client service. As part of our strategic expansion in the Asia‑Pacific region, we are seeking a highly...

Company Overview Eddid Securities and Futures Limited (Eddid Securities and Futures) is a core member of the Eddid Financial Group. The company was incorporated in Hong Kong in 2015 and operates as a leading new first‑line internet licensed brokerage firm. It holds regulated activity licenses (types 1, 2, 3, 4, 5, 6, 9) issued by the Hong Kong Securities...

With the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for the following position: RESPONSIBLE OFFICER (TYPE 1) Responsibilities Act as Responsible Officer to supervise SFC Type 1regulated activities Supervise and...