SFC Responsible Officer

5 days ago

Hong Kong Island, Hong Kong SAR China Seazen Resources Capital Group Limited Full time

SFC Responsible Officer (RO) – Type1,4,9 Seazen Resources Capital Group Limited is seeking an experienced and hands‑on Responsible Officer (Type 1&4&9) to join our team. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and drive the growth of our business. Key Responsibilities Lead and manage the application of the company's virtual asset management license uplift related to virtual asset trading and asset management. Act as the responsible officer for the company's Type 1, Type 4 and Type 9 regulated activities, and perform management and supervisory duties. Oversee, manage, and ensure compliance with all applicable laws, rules, and regulations, including the SFC's Code of Conduct and guidelines. Monitor trading activities and conduct regular compliance reviews and risk assessments to identify and mitigate potential risks. Formulate, review and update the company's operating manual to improve compliance procedures. Strengthen relationships with existing clients and lead the development of client base and operation. Handle any other ad‑hoc duties as required by the Board. Requirements Must be a qualified Responsible Officer (RO) in compliance with SFC regulations and hold SFC licenses 1, 4, and 9. Holder of Bachelor degree or above in Finance, Economics, Finance or related discipline(s). Minimum 5 years of relevant experience in the financial services industry, with in-depth knowledge of SFC regulations. Strong self‑motivation, multitasking abilities, ability to work under pressure, along with strong analytical, leadership, presentation and interpersonal skills. Proficiency in both written and spoken English, Cantonese and Mandarin. Candidates with experience in virtual asset management/Onboarding ASAP will be given priority. Interested parties please apply with full resume stating present and expected salary via Apply Now . All applications will be treated in the strictest confidence and personal data collected will be used for recruitment purpose only. #J-18808-Ljbffr

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