SFC Responsible Officer（Type 1,4

Responsibilities Act as Responsible Officer for SFC Type 1, 4 and 9 regulated activities Must acquire new clients and assets independently and build a successful sales team Follow company direction and service existing clients Traveling to Mainland China is required Formulate, review, and update the operations procedures Participate in investment products...

SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9 Add expected salary to your profile for insights SFC Responsible Officer Type 1,2,4,9/1,2,9/1,2,4,5,9 Our client is with SFC 1, 2,4,5,6 and 9 licenses and is looking for a RO to manage the operations :- Requirements : Degree in finance, banking, accounting, economics, business or related studies Over 8...

Avenir Capital is a pioneering investment group dedicated to the strategic integration of traditional finance and digital assets, driving innovation to build a leading financial ecosystem and infrastructure. Through an integrated framework of Investment, Incubation, and Operations, the group focuses on digital asset management, trading and financial service...

Position Summary We seek an SFC-approved Responsible Officer (RO) for Type 9 activity to lead our Traditional and Virtual Asset Portfolio Management. This role requires asset management expertise and regulatory knowledge to ensure compliance while driving investment strategy and performance. Key Responsibilities Regulatory Leadership & Compliance Act as the...

SFC Responsible Officer (RO) – Type1,4,9 Seazen Resources Capital Group Limited is seeking an experienced and hands‑on Responsible Officer (Type 1&4&9) to join our team. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and drive the growth of our business. Key Responsibilities Lead and...

The company is an Asset Management firm. They are dedicated to building a new generation of intelligent financial trading platform and invite elite talent with financial insight to join their team as a Responsible officer (RO) to oversee SFC Type 4 and 9 regulated activities. Responsibilities Act as RO for Types 4 and 9; successfully secured new SFC licenses...

Our client, a leading financial institution, is looking for a RO (Type 1,2) to assist with their expansion. Key Responsibilities Act as the Responsible Officer for Type 1 and Type 2 regulated activities under the SFO. Ensure that all business operations are in compliance with the relevant regulations. Provide guidance and support to staff on compliance...

Responsible Officer (Type 9, Virtual Assets) Company Description: A leading and internationally-established financial services firm specializing in asset management and technology-driven investment solutions for a global clientele. Nature: Permanent Job Title: Responsible Officer (Type 9, Virtual Assets) Responsibilities Oversee and manage all Securities and...

Role as Responsible Officer: Serve as the designated RO for Type 1, 4 & 9 regulated activities, performing all required managerial and supervisory functions under SFC standards. Type 1/4/9 License Application: Assist the company in the application process for the license. Compliance Oversight: Ensure full compliance with all applicable SFC rules and...

Responsible Officer (Type 1 & 4) – OurCrowd, Hong Kong office Full‑time | Hong Kong SAR | Salary: HK$25,000.00–HK$30,000.00 Responsibilities Act as a Responsible Officer (Types 1 & 4) under the Securities and Futures Ordinance (Cap. 571), ensuring full regulatory compliance. Supervise the company’s regulated business activities in Hong Kong and...