Compliance Review Contractor

A leading financial institution in Hong Kong is seeking a Compliance Review Contractor for a 3-6 month contract. The role involves formulating compliance review plans, conducting reviews, and supporting the compliance review process. Candidates should hold a degree in Law, Banking and Finance, or Accounting. Proficiency in English and Chinese, along with...

Compliance Contractor (3‑6 month contract) Assist Team Head to provide compliance advice and support for the Bank’s Corporate Banking and Financial Markets related business units Collaborate closely with relevant stakeholders and participate/assist in regulatory compliance‑related projects, product initiatives and system launch / enhancement, etc....

Contractor, Core Compliance, Legal and Compliance Key Accountabilities Provide information to listed companies in accordance with regulatory requirement; Other tasks assigned by the Legal and Compliance Department. Skills & Experience Degree in Business, Accounting or a related discipline preferred; 2-3 years of compliance experience in Hong Kong or overseas...

A leading investment bank in the region is seeking a Contractor for Core Compliance in Legal and Compliance Department. Responsibilities include providing regulatory information to listed companies and handling other assigned tasks. Candidates with a degree in Business or Accounting and 2-3 years of compliance experience in the financial industry are...

Conyers is a leading international law firm with a broad client base including FTSE 100 and Fortune 500 companies, international finance houses and asset managers. The firm advises on Bermuda, British Virgin Islands and Cayman Islands laws, from offices in those jurisdictions and in the key financial centres of Hong Kong, London and Singapore. Compliance...

A leading international law firm in Hong Kong is seeking a Compliance Review Assistant to join its Corporate Services team. This role involves assisting with compliance reviews, document checks, and projects assigned by supervisors. The ideal candidate should have at least 3 years of experience in auditing or related fields, excellent communication skills in...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises...

Contractor, Customer Compliance Management Support, Equity Sales & Derivatives As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited ("BOCI") is now seeking a highly motivated, creative and success-oriented professional who would like to pursue a career in our group....

Contractor, Customer Compliance Management Support, Equity Sales & Derivatives Perform KYC and AML checks on customer account documentation to ensure compliance with rules and regulations; administer ongoing KYC review, maintain account documentation, transaction reviews, and other account servicing functions; keep track of instructions and progress updates...