Compliance Review Assistant

A leading international law firm in Hong Kong is seeking a Compliance Review Assistant to join its Corporate Services team. This role involves assisting with compliance reviews, document checks, and projects assigned by supervisors. The ideal candidate should have at least 3 years of experience in auditing or related fields, excellent communication skills in...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

Assistant Manager, Business Compliance Periodic Review Team What you do To perform CDD/EDD Reviews to Medium &/or High Risk customer To conduct AML assessment on Personal & Corporate customers, including Portfolio management & Transaction review & to validate PEP profile, name screening & adverse news result. To liaise with client/ RM for additional customer...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

Compliance Review Contractor (3-6 month contract) Assist to formulate annual compliance review plan by referencing risk assessment results Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory / Head Office requirements and internal...

A leading financial institution in Hong Kong is seeking a Compliance Review Contractor for a 3-6 month contract. The role involves formulating compliance review plans, conducting reviews, and supporting the compliance review process. Candidates should hold a degree in Law, Banking and Finance, or Accounting. Proficiency in English and Chinese, along with...

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises...

A leading financial institution in Hong Kong is seeking an Assistant Manager for the Business Compliance Periodic Review Team. The role focuses on conducting CDD and EDD reviews for Medium and High Risk customers, managing AML assessments, and ensuring compliance with timelines. Candidates should have experience in customer communication, transaction...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...