Section Head, Compliance Review
1 day ago
Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises 30 provincial branches across provinces, municipalities and autonomous regions, plus a network of 2,637 operating locations in 173 cities and 112 counties nationwide. Beyond China, BOCOM has established overseas centres in Hong Kong, New York, San Francisco, Tokyo, Singapore, Seoul, Frankfurt, Macau, Ho Chi Minh City, and Sydney; one subsidiary bank in the U.K. and one representative office in Taipei. BOCOM’s development strategy is to become a first class listed universal banking group focusing on international expansion and specialising in wealth management. Section Head, Compliance Review (AML) Responsibilities Lead and supervise a team to conduct compliance reviews, self‑assessments, and ad‑hoc projects per compliance plan and regulatory requirements. Conduct risk assessments and develop annual compliance review plan to identify and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews are conducted effectively and meeting the deadlines, and provide practical recommendations to address compliance review findings for internal stakeholders. Assess, review, and report material deficiencies to senior management with recommendations for remediation and system enhancements. Act as primary liaison for AML/CFT matters with regulatory authorities, Head Office, and auditors. Coordinate AML/CFT reviews conducted by the regulatory authorities, Head Office, external & internal auditors, and follow up on remediation plans. Prepare management responses and remediation plans to address regulator examination findings, ensuring full compliance. Review internal risk and governance framework on a regular basis to ensure alignment on regulatory requirements and business operations. Qualifications Bachelor’s degree in Law, Accounting, Finance, Business Administration, or equivalent. Minimum 10 years of FCC/AML compliance, business operational review, audit experience in banking/financial institutions. Strong knowledge of HKMA, SFC, IA regulations, AML guidelines, KYC, and compliance review processes. Familiar with banking operations, systems, products, and services. Proficient in written and spoken English, Chinese, and Mandarin. CAMLP or AAMLP certification highly recommended. ECF achievement is a strong advantage. Data held by the Bank relating to employment applications will be kept confidential and used only for consideration of applications. The bank may also refer suitable applicants to other vacancies within the Group. All personal data of unsuccessful applicants will be destroyed after the recruitment exercise. A copy of Personal Information Collection Statement is available upon request. Job level Senior 10 Years Education Not applicable Location Within Hong Kong Employment type Full Time #J-18808-Ljbffr
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Hong Kong Island, Hong Kong SAR China Bank of Communications Hong Kong Branch Full timeA leading financial institution is seeking a Section Head for Compliance Review in Hong Kong. This role entails leading a team in compliance reviews, conducting risk assessments, and ensuring adherence to regulatory standards. Ideal candidates will have over 10 years of experience in AML compliance within the banking sector, strong knowledge of relevant...
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Section Head, Procurement
1 day ago
Hong Kong Island, Hong Kong SAR China Hong Kong Trade Development Council Full timeThe Hong Kong Trade Development Council (“HKTDC”), the statutory organisation promoting Hong Kong’s external trade, is looking for a dynamic and high‑caliber professional to join our Finance & Accounts Department. Reporting to the Head of Finance & Accounts, the Section Head will drive procurement excellence, ensure compliance, and support the...
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Procurement Section Head: Strategy
1 day ago
Hong Kong Island, Hong Kong SAR China Hong Kong Trade Development Council Full timeA statutory organisation promoting external trade in Hong Kong seeks a Section Head for the Finance & Accounts Department. The role involves leading a procurement team, developing procurement strategies, and ensuring compliance with regulations. Candidates should have a Bachelor's degree, at least 10 years of experience, and strong leadership skills. The...
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Section Head, Data Section
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hong kong, Hong Kong SAR China Chong Hing Bank Ltd Full timeSection Head, Data Section (IT Development Dept.) Lead the Data Section to ensure effective and efficient data‑related system services and support, aligning with the Bank's short‑ and long‑term business goals. Prioritize data‑related projects and system change requests in line with the Bank’s business objectives, ensuring alignment with...
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Compliance Review Assistant
3 days ago
Hong Kong Island, Hong Kong SAR China Conyers Corporate Services (HK) Limited Full timeConyers is a leading international law firm with a broad client base including FTSE 100 and Fortune 500 companies, international finance houses and asset managers. The firm advises on Bermuda, British Virgin Islands and Cayman Islands laws, from offices in those jurisdictions and in the key financial centres of Hong Kong, London and Singapore. Compliance...
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Section Head, Procurement
2 weeks ago
Hong Kong Island, Hong Kong SAR China Hong Kong Trade Development Council Full timeOverview The Hong Kong Trade Development Council (HKTDC), the statutory organisation promoting Hong Kong’s external trade, is looking for a dynamic and high calibre professional to join our Finance & Accounts Department. The role: Section Head, Procurement. Responsibilities Lead and manage a small team of procurement support staff; Develop, implement, and...
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Section Head
3 days ago
Hong Kong Island, Hong Kong SAR China Bank of Communications Trustee Limited Full timeSection Head / Manager, Custodian Administration Responsible for handling agreement and offering documents review, clients due diligence, AML and FATCA and CRS monitoring and middle office operation in relation to investment trust and fund custodian related services. Lead and supervise the team to provide professional middle-office administration services....
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Hong Kong Island, Hong Kong SAR China Bank of Communications Trustee Limited Full timeA financial institution located in Hong Kong is seeking a Section Head / Manager for Custodian Administration. The role involves leading a team to provide middle-office administration services, ensuring compliance with regulations, and collaborating with various parties. Candidates should have a degree in a relevant field, at least 5 years of experience, and...
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Senior Section Head
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Hong Kong Island, Hong Kong SAR China The Bank of East Asia, Limited Full timeA leading financial services group in Hong Kong is seeking a Section Head & Executive Vice President for Commercial Banking. The role involves leading teams to manage client relationships, executing strategies to deepen existing connections, and expanding the portfolio of multinational and local corporations. Candidates should possess over 10 years of...
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Section Head
3 days ago
hong kong, Hong Kong SAR China Bank of Communications Trustee Limited Full timeSection Head / Manager, Custodian Administration Responsible for handling agreement and offering documents review, clients due diligence, AML and FATCA and CRS monitoring and middle office operation in relation to investment trust and fund custodian related services Lead and supervise the team to provide professional middle-office administration services...
