Contractor, Core Compliance, Legal and Compliance

A leading investment bank in the region is seeking a Contractor for Core Compliance in Legal and Compliance Department. Responsibilities include providing regulatory information to listed companies and handling other assigned tasks. Candidates with a degree in Business or Accounting and 2-3 years of compliance experience in the financial industry are...

The Role Contractor, Core Compliance, Legal and Compliance Key Accountabilities Provide information to listed companies in accordance with regulatory requirement; Other tasks assigned by the Legal and Compliance Department. Skills & Experience Degree in Business, Accounting or a related discipline preferred; 2-3 years of compliance experience in Hong Kong or...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

Legal Compliance Manager Responsible for managing cross‑border legal frameworks, compliance systems, and risk mitigation for financing, cloud, and procurement projects. Responsibilities 1. Cross‑Border Financing / Cloud Service / Procurement Legal Structuring & Execution Lead the design and risk assessment of legal frameworks for cross‑border projects....

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...