Legal Compliance Manager

Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...

A leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...

We represent an investment holding company based in Hong Kong and the People's Republic of China. This client is engaged in a diversified portfolio that includes green food supply and catering chains, as well as environmental protection and technology businesses. They are now seeking talented individuals to join their team. Legal & Compliance Manager...

A leading legal firm in Hong Kong seeks an experienced Managing Director to support business growth and manage risk in product development and sales. The ideal candidate will have 5-10 years of PQE, experience in both law firms and in-house positions, and the ability to collaborate with various stakeholders across multiple regions, including the US and...

This role offers a unique opportunity to contribute to legal and compliance functions within the financial services industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory requirements and maintaining high standards of governance. The hiring company is a well-established and reputable organization...

Join to apply for the Legal Compliance Manager role at Animoca Brands 4 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Responsibilities Developing and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements. Conducting KYC / AML risk...

Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentations Formulate and review general compliance manual, AML and other...

Legal and Compliance Manager (Legal-oriented) Lead and advise on product documentation including contract templates, marketing materials and handle related issues. Provide legal support to business and operations including contract negotiation and dispute resolutions. Assist in handling tax compliance (FATCA/CRS) and company secretarial work for funds and...

Our client, an established asset manager with SFC Type 1 4 9, is currently looking for a Compliance Manager to monitor their daily operation Responsibilities Draft, review and negotiate transactional legal documents for investment transactions Review business agreement and commercial contracts Work closely with external legal counsel on legal matters Monitor...

Get AI-powered advice on this job and more exclusive features. LIM Advisors Limited is a leading alternative investment manager based in Hong Kong, licensed by the Hong Kong Securities and Futures Commission (SFC) to carry on Type 9 (Asset Management) business. The LIM Group also has an investment research office in Tokyo. Founded in 1995 by George Long, our...