Legal & Compliance Manager
1 week ago
Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentations Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast on regulatory developments and advise management and departments accordingly Monitor the Company’s operation and employee dealing, and perform compliance and AML checking to ensure compliance with rules and regulations, and internal policies and procedures Coordinate with other departments on legal, compliance and company secretarial matters Collaborate with regulatory bodies and external auditors to ensure compliance control meets the required standard. Set up the governance framework and monitor the operational risk. Handle and maintain statutory records, licence applications etc. Maintain effective risk management and controls for Credit Card Business by overseeing the regulatory compliance functions. Strengthen the company's compliance framework by enhancing and reviewing compliance policies, procedures, and compliance manuals. Requirements: Bachelor’s Degree in Finance, Accounting or related discipline. At least 4 years’ relevant experience in AML Compliance, preferably gained from finance/banking sector. Sound knowledge of regulation compliance in credit cards products is a plus . Strong problem solving, interpersonal and communication skills. Self-motivated and able to work independently. Proficient in both written and spoken English and Chinese. We offer a competitive remuneration package and excellent career prospects to the right candidates. Seniority level Mid-Senior level Employment type Full-time Job function Legal #J-18808-Ljbffr
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Legal Counsel
1 day ago
Hong Kong Island, Hong Kong SAR China Legal Full timeProvide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...
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3 days ago
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Hong Kong Island, Hong Kong SAR China Connexe Search Full timeOur client, an established asset manager with SFC Type 1 4 9, is currently looking for a Compliance Manager to monitor their daily operation Responsibilities Draft, review and negotiate transactional legal documents for investment transactions Review business agreement and commercial contracts Work closely with external legal counsel on legal matters Monitor...
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Hong Kong Island, Hong Kong SAR China Well Link Life Insurance Company Limited Full timeInsurance – Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...