Contractor: Regulatory Compliance Review

Compliance Review Contractor (3-6 month contract) Assist to formulate annual compliance review plan by referencing risk assessment results Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory / Head Office requirements and internal...

Compliance Contractor (3‑6 month contract) Assist Team Head to provide compliance advice and support for the Bank’s Corporate Banking and Financial Markets related business units Collaborate closely with relevant stakeholders and participate/assist in regulatory compliance‑related projects, product initiatives and system launch / enhancement, etc....

A leading investment bank in the region is seeking a Contractor for Core Compliance in Legal and Compliance Department. Responsibilities include providing regulatory information to listed companies and handling other assigned tasks. Candidates with a degree in Business or Accounting and 2-3 years of compliance experience in the financial industry are...

Contractor, Core Compliance, Legal and Compliance Key Accountabilities Provide information to listed companies in accordance with regulatory requirement; Other tasks assigned by the Legal and Compliance Department. Skills & Experience Degree in Business, Accounting or a related discipline preferred; 2-3 years of compliance experience in Hong Kong or overseas...

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises...

Be among the first 25 applicants. Direct message the job poster from PAObank. Responsibilities Report to Head of Regulatory Compliance Provide timely advice on regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Conyers is a leading international law firm with a broad client base including FTSE 100 and Fortune 500 companies, international finance houses and asset managers. The firm advises on Bermuda, British Virgin Islands and Cayman Islands laws, from offices in those jurisdictions and in the key financial centres of Hong Kong, London and Singapore. Compliance...

Compliance Manager (AML & Regulatory Compliance) Support the development and maintenance of compliance programs / policies aligned with VASP regulatory frameworks. Conduct regulatory gap assessments, licensing evaluations and preparation of filings and documentation. Act as a key point of contact for internal and external stakeholders on Compliance advisory...

Add expected salary to your profile for insights Assist the Head of Compliance in formulating and maintaining Compliance policies and procedures. Study new regulations or consultation papers issued by regulatory bodies, and assist in monitoring the progress of implementation of regulatory requirements. Advise business and supporting units on compliance...