Contractor, Customer Compliance Management Support, Equity Sales

Contractor, Customer Compliance Management Support, Equity Sales & Derivatives Perform KYC and AML checks on customer account documentation to ensure compliance with rules and regulations; administer ongoing KYC review, maintain account documentation, transaction reviews, and other account servicing functions; keep track of instructions and progress updates...

Contractor, Customer Service Support, Equity Sales & Derivatives Contractor, Customer Service Support, Equity Sales & Derivatives Key Accountabilities Handle customer enquiries across various communication channels (phone calls, email, livechat...) and perform call back to clients if necessary; Assist in account opening process; Provide support to the team...

2 weeks ago Be among the first 25 applicants Responsible for deepening existing client relationship, as well as developing new clients and bring incremental revenue to the platform Follow up new account opening process, address client requests and inquiries, manage daily operational tasks, and ensure timely execution of all activities. Attend morning...

Maintain relationship with existing clients, both long‑only and hedge fund, and also develop new business opportunities with further expanding clientele strategically Develop and implement comprehensive sales strategy aligned with the company objective IPOs selling with existing pool of clients who actively engage in new issue placement and IPO...

A leading investment bank in Hong Kong seeks a Contractor for Customer Compliance Management Support in Equity Sales & Derivatives. The role entails performing KYC and AML checks on customer accounts and administering ongoing account documentation reviews. Candidates should have a degree and problem-solving skills, with at least one year of working...

A leading investment bank in Hong Kong is looking for a Contractor for Customer Service Support in Equity Sales & Derivatives. The selected candidate will manage customer queries through various channels and assist with the account opening process. Ideal candidates should have over a year of experience in customer service within the financial sector and be...

Associate, Customer Service and Dealing Support, Equity Sales & Derivatives Key Accountabilities Handle customer enquiries across various communication channels (phone calls, email, livechat…) and perform call back to clients if necessary; Processing trade orders in local and global equities; Provide support to the team and carry out other ad‑hoc tasks...

A leading investment bank in Hong Kong is seeking a Sales Support Assistant to provide operational support to their equity derivatives sales team. The successful candidate will manage daily trade flows, collaborate with internal teams, and ensure compliance with regulatory requirements. A bachelor's degree and at least 2 years of relevant experience are...

Overview Investment Bank Excellent Exposure About Our Client Our client is a well-established Investment Bank. Currently, they are seeking for a Sales Support Assistant to join their team focusing in Equity Derivatives. Job Description Providing operational support to the equity derivatives sales team. Support the sales team in managing daily trade flows and...

We are seeking a driven and detail‑oriented Equity Sales Trader to join our client equity department. This role is ideal for someone with strong market instincts, client engagement skills, and a passion for equity markets. You will be responsible for executing equity trades, providing market colour, and supporting institutional client relationships across...