Head of Compliance

We are seeking a highly experienced Head of Compliance Governance to join MatchTalent Limited. The ideal candidate will have at least 8 years of experience in legal and compliance roles, with a strong background in the financial sector.Key ResponsibilitiesDevelop and implement compliance programs and policies to ensure adherence to local and international...

Responsibilities: Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

Some careers grow faster than others. If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

  Key roles and responsibilities: Regulatory Compliance: Ensure the organization complies with all applicable laws, regulations, and industry standards. Monitor changes in legislation and assess their impact on the business. Risk Management: Identify potential legal risks and develop strategies to mitigate them. Conduct risk assessments and ensure...

Senior Dealer (Head of Southeast Asia) Job No.: 492462 Employment Type: Full time Departments: Global Markets Job Functions: Dealing & Trading Responsibilities: Manage Southeast Asian branches’ trading business. In charge of the risks/positions/market making business in the Southeast Asia market. Be responsible for supervising, leading, and...

Department Profile The Compliance Department is part of the APAC Legal and Compliance Division, and provides guidance and advice to Business Units and infrastructure and support staff at the Firm, including Sales & Trading, Research, and Investment Banking, across all its APAC jurisdictions. The equities sales and trading compliance provides advice on...

The Role VP, Head of Control Room, Legal & Compliance Division Key Accountabilities Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Room and investment banking / corporate financing (IBD) function, including staff dealing policy and monitoring, maintenance of watch and restricted...

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services...

AML Compliance Manager (AML Investigation & Fraud Section) - Financial Crime Compliance Department (Job ID 4136) Position Summary Assisting in handling the AML/CFT ongoing monitoring compliance function for the Bank including investigation and analysis of financial transactions to detect and report suspicious transactions to the relevant law enforcement...

FIND YOUR 'BETTER' AT AIA We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even...

A large banking institution is seeking for a new Department Head Head of Treasury Sales to help drive and transform the bank's culture to align for growth through revenue generated by Treasury products. Role Responsibilities As a Department Head of Treasury Sales, lead and build up a professional treasury sales team to provide advisory services to both...

  Key Responsibilities: Develop and implement a robust compliance framework aligned with business objectives and regulatory standards. Lead compliance risk assessments and establish proactive measures to mitigate identified risks. Oversee the company's compliance programs, including Anti-Money Laundering (AML), Anti-Bribery, and Trade Sanctions....

Responsibilities: Manage Southeast Asian branches' trading Business. In charge of the risks/ positions/ market making business in Southeast Asia market. Be responsible for supervising, leading and training the subordinates of the trading group Pay attention to the financial market dynamics, provide professional analysis opinions on the adjustment of...

MAIN DUTIES Identify, research for and investigate the patterns, trends and anomalies in complex transactional and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering, terrorist financing and structuring. Perform transaction monitoring after account activation; ensure timely escalation of alerts and file...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

About the RoleWe are seeking a seasoned leader to join our team as Regional Head of Surveillance Asia Pacific. This key role will play a vital part in ensuring HSBC effectively manages Compliance risks across the region.The successful candidate will be responsible for providing leadership, oversight, and direction across all elements of the Surveillance...

Projob21 Ltd. is seeking an experienced Regulatory Compliance Senior Manager to join its team in North Asia.About the RoleThe successful candidate will be responsible for overseeing regulatory affairs and central compliance, ensuring that all business operations are compliant with relevant regulations.Key ResponsibilitiesOversight of Regulatory Affairs and...

Job DescriptionThis position supports the Head of Corporate Compliance, AIA International Limited and other Compliance functional leads with the execution and management of corporate compliance-related activities, focusing on regulatory compliance requirements and reporting.The role will lead the coordination and preparation of Compliance reporting for...

The Role This is a newly created position, you will be reporting to the Regional Head of Regulatory Compliance in HK, responsible for providing regulatory compliance advice for their capital markets & institutional banking business.  You will be responsible for handling regulators' inquiries, and reviewing new products and new processes according to...

As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You will work closely with the Head of Compliance and cross-functional teams to implement and enhance our compliance framework. This position will be based in Hong Kong and...