Regional Head of Surveillance Asia Pacific: Leadership Expert

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time

About the Role

We are seeking a seasoned leader to join our team as Regional Head of Surveillance Asia Pacific. This key role will play a vital part in ensuring HSBC effectively manages Compliance risks across the region.

The successful candidate will be responsible for providing leadership, oversight, and direction across all elements of the Surveillance Programme within Asia Pacific, aligning with the Group's strategy. They will also be accountable for designing and operating effective Surveillance controls and associated processes, ensuring global standards are met at all times.

Key Responsibilities:

  • Lead and manage a large team of Surveillance specialists, fostering their development and ensuring effective disposition of alerts in accordance with global standards.
  • Develop and maintain exceptional relationships with senior stakeholders, including Compliance, Line of Business, and wider senior management.
  • Ensure consistent governance within the Compliance function, providing analysis, reporting, and governance that is independent of 1LoD.
  • Drive consistency, alignment, and integration of operating models across Surveillance detection capabilities and LOB investigative teams.
  • Implement the ASP Surveillance target operating model and plan for continuous enhancements, considering emerging risks, regulation, business priorities, and technology.
  • Cultivate strong communication lines with Surveillance Engineers, Model Risk Management, Tuning & Calibration of alerts, and the Data Management Framework.
  • Leverage deep Surveillance functional, regulatory, and industry knowledge to shape the Surveillance Strategic Objectives, delivery priorities, and thematic or emerging issues.

Functional Management

The Regional Head of Surveillance Asia Pacific oversees the regional teams' activities, ensuring they operate in accordance with agreed KPIs and the Compliance Operating Model.

This role proactively develops the regional teams' activities to help navigate the regulatory landscape as it evolves.

The position supports all parts of the Compliance function through regular communications and reporting, working collaboratively with stakeholders.

Impact on the Business

This role serves as the key point of contact between Compliance and HOST and Global Functions.

Responsibility for operational and service issues with Global Businesses lies with this position.

Customers / Stakeholders (Internal)

  • Global Head of Regulatory Compliance
  • Global and other Regional Heads of Surveillance
  • ASP CCO and ASP Compliance ExCo
  • ASP CEO(s) of LOBs
  • Heads of Function/HOST
  • Head of Strategy, CoS

Customers / Stakeholders (External)

  • ASP External regulators
  • ASP External market, e.g. investor or industry presentations


  • Hong Kong, Central and Western District, Hong Kong SAR China CBRE Asia Pacific Full time

    Job OverviewWe are seeking a highly skilled Strategic Valuation Expert to join our team at CBRE Asia Pacific.


  • Hong Kong, Central and Western District, Hong Kong SAR China Pontoon Asia Pacific Full time

    Pontoon Asia Pacific is seeking a highly skilled Senior Risk Management Professional to join our team in Hong Kong.Salary: HKD 600,000 per annum (based on experience).Company OverviewPontoon Asia Pacific is a leading provider of professional services and solutions. We pride ourselves on delivering high-quality work and fostering a collaborative...


  • Hong Kong, Central and Western District, Hong Kong SAR China Compagnie Financiere Tradition (Asia Pacific) Full time

    About TraditionAs a market leader in institutional interdealer broking in Asia, Compagnie Financiere Tradition (Asia Pacific) has been providing innovative solutions for over 65 years. With a presence in over 30 countries and listed on the Swiss stock exchange, we continue to expand our global footprint.About the RoleWe are seeking an experienced Financial...


  • Hong Kong, Central and Western District, Hong Kong SAR China Danos Group Full time

    **Job Summary:**We are seeking an experienced Financial Compliance Expert to join our team in the Asia Pacific region. This role will be responsible for ensuring that all investment activities comply with relevant guidelines and regulations.**About Us:**Danos Group is a leading company in the industry, known for its commitment to excellence and innovation....


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    The Compliance Risk Manager Asia Pacific role is a critical position that requires an individual with extensive experience in financial services, internal audit/control testing, and compliance. This role will be responsible for managing the 2nd Level Control framework in Asia Pacific, ensuring that risks are identified and managed in a timely manner.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live. We are looking for a highly skilled Financial Sponsors Director to join our Asia Pacific team.Job DescriptionThe Financial Sponsors Director will be responsible for developing and maintaining relationships with key clients across Asia Pacific,...


  • Hong Kong, Central and Western District, Hong Kong SAR China KPMG Full time

    Role OverviewWe are seeking an experienced Regional Commercial Director to join our Asia Pacific team. This role will play a crucial part in developing and implementing commercial strategies across the region, ensuring consistent and collaborative approach.


  • Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

    Job Summary:We are seeking a seasoned investment professional to join our team as a Senior Investment Relationship Manager in the Asia-Pacific region.In this role, you will be responsible for bringing in new ultra high net worth clients and growing our existing relationships. You will work closely with other teams, including investment counsellors, product...


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Job SummaryWe are seeking an experienced Regional Human Resources (HR) Project Manager to lead our employee data management digitalization project across the Asia Pacific region.


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Job Description:This is a senior leadership role within the Asia Pacific region, focusing on payroll services. The ideal candidate will possess extensive experience in managing large-scale payroll functions across multiple markets.About the Role:We are seeking an experienced professional to lead our payroll operations in the Asia Pacific region.The...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pearson Full time

    Senior Marketing Manager - Asia PacificWe are seeking a seasoned marketing professional to drive our growth strategy in the Asia Pacific region. As Senior Marketing Manager, you will be responsible for developing and executing dynamic B2B and D2C marketing strategies that elevate brand awareness, drive customer engagement, and generate sales growth.This role...


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Projob21 Ltd. OpportunityOur client, a leading risk management company with an AA credit rating, seeks a seasoned regional transaction lawyer to join their team in the Asia Pacific region.Key Responsibilities:You will report directly to the North Asia Regional Head of Legal Counsel and be a key member of the transaction team.Your primary focus will be on...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Job DescriptionSociete Generale, a leading global banking group, is seeking a highly motivated and skilled Corporate Communications Trainee to join its Asia Pacific team.About the Role:The successful candidate will be responsible for assisting in the development and implementation of communication strategies across various channels, including internal and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Recruitment Intelligence Consultants Limited Full time

    Company Overview:">An International Asset Management House">We are seeking a highly experienced professional to lead our Asia Pacific equities team. Our client is a renowned international asset management house with an unparalleled reputation across the region.">Job Summary:">This role requires strong leadership skills and expertise in managing equity...

  • Business Journalist

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    Fortune Media Company is seeking an experienced staff writer to cover Asian business and economics for Fortune.com. This position is based in Hong Kong and reports directly to the Asia editor.About the RoleThe successful candidate will be responsible for writing breaking news stories, deep dives into business trends, and profiles of up-and-coming businesses...


  • Hong Kong, Central and Western District, Hong Kong SAR China KOS International Limited Full time

    Company Overview: A prominent operator in the Trading & Distribution sector, with a strong presence across Asia Pacific and China, seeks a seasoned HR professional to lead their Human Resources function.About the Role: The Group Head of Human Resources will collaborate closely with the executive leadership team to understand the company's short- and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Unity Partners Full time

    Company OverviewWe are a prominent financial services firm with a strong presence across the Asia Pacific region, recognized for our commitment to maintaining high standards of compliance, operational risk management, and financial crime prevention.Job DescriptionAs a Project Manager/Business Analyst, you will join our Asia Pacific Regional Non-Financial...


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    **Job Overview:**We are seeking an experienced professional to lead our Asia Pacific payroll operations, driving standardization and automation across the region. The successful candidate will have a proven track record of managing large-scale payroll functions, with a strong service mindset and leadership competency.Key Responsibilities:Develop and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Job OverviewWe are seeking an experienced Procurement Strategist to lead our procurement efforts in the Asia-Pacific region.


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Citi is a leading global financial institution seeking an experienced Senior Private Credit Origination Manager to lead our efforts in the Asia Pacific region.About the RoleThis senior-level position requires a seasoned private credit professional with a comprehensive understanding of the Asia Pacific market and the ability to drive our private credit...