Current jobs related to Compliance Manager - Hong Kong - The Bank of East Asia

  • Compliance Manager

    23 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...

  • Compliance Manager

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Captiare Limited Full time

    Compliance Manager, AML Responsibilities: Conduct risk-based compliance reviews according to Annual Compliance Review plan Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement Compile compliance review reports to highlight major regulatory compliance issues and risk implications Conduct assigned...

  • Compliance Manager

    5 days ago

    Hong Kong Island, Hong Kong SAR China Links International Full time

    At Links International, we are seeking a seasoned Compliance Manager to join our team.Job Description:Oversee the overall compliance function across all departments, ensuring adherence to regulatory requirements and industry standards.Conduct regular compliance audits and risk assessments to identify areas for improvement.Develop and implement effective...

  • Compliance Risk Manager

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full time

    We are looking for a highly motivated and detail-oriented Senior Compliance Associate to join our team in Hong Kong. The successful candidate will work closely with the APAC Compliance team to support key initiatives, including Compliance Risk Assessment, Reporting, Metrics, Training, and Horizon Risk routines.Key responsibilities include:Facilitating and...

  • Compliance Program Manager

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China CSC Global Financial Markets Full time

    Job Title: Compliance Program ManagerCSC Global Financial Markets seeks an experienced Compliance Program Manager to lead our compliance program. This role requires a highly organized individual with a strong background in financial regulations and risk management.Key Responsibilities:Develop and implement comprehensive compliance programs, ensuring...

  • Compliance Business Manager

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China PingPong Payments Full time

    Get AI-powered advice on this job and more exclusive features. Company Overview: PingPong is a global leader in payment and e-commerce solutions, offering comprehensive services for cross-border businesses. We are committed to maintaining the highest standards of regulatory compliance as we expand across diverse markets. We are seeking a Compliance Business...

  • Senior manager

    1 week ago

    Hong Kong, Hong Kong SAR China The Hong Kong Mortgage Corporation Limited Full time

    Direct message the job poster from The Hong Kong Mortgage Corporation Limited HR Manager at The Hong Kong Mortgage Corporation Limited We are looking for high-calibre individuals to join the Compliance Team under the Legal Office for serving the HKMC Group. Job Descriptions Assist in managing the implementation of the compliance programme (including...

  • Compliance Risk Manager

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China PingPong Payments Full time

    About UsPingPong Payments is a global leader in payment and e-commerce solutions, committed to maintaining the highest standards of regulatory compliance as we expand across diverse markets.We are seeking a highly skilled Compliance Business Manager to enhance our compliance efforts, ensuring seamless alignment with regulatory requirements throughout the...

  • Risk Manager Compliance

    7 days ago

    Hong Kong Island, Hong Kong SAR China ConnectedGroup Full time

    Job Title: Compliance Specialist (AP0220)ConnectedGroup is a fast-growing asset manager in the APAC region seeking a Compliance Specialist to support its continuous business growth.About the Role:Compliance Monitoring: Ensure day-to-day compliance monitoring aligns with existing ARP Compliance policies and procedures.AML/KYC Expertise: Provide expert...

  • Sustainability and Compliance Manager

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full time

    Sustainability and Compliance Manager - EU HardgoodsWe are seeking an experienced Sustainability and Compliance Manager to lead our efforts in implementing sustainable practices throughout our supply chain.About the Opportunity:Develop and execute comprehensive sustainability strategies to minimize environmental impact.Collaborate with sourcing teams to...

  • Compliance Project Manager

    5 days ago

    Hong Kong Island, Hong Kong SAR China Bitget Full time

    OverviewBitget is a leading digital assets ecosystem with over 20 million registered-users. Our mission is to support the growth of the industry and empower the future of finance through secure, efficient, and smart digital transactions.Job SummaryAs a Compliance Project Manager at Bitget, you will be responsible for managing projects to ensure timely...

  • Managing Director of Compliance

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Cornerstone Global Partners Full time

    Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

  • Compliance Risk Manager

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full time

    Job Description:We are seeking a highly skilled and experienced Compliance Manager to join our team at JC Executive Search. This is an exciting opportunity for someone who wants to work in a fast-paced environment and be responsible for ensuring that our clients' compliance obligations are met.The successful candidate will have a strong understanding of...

  • Manager, Regulatory Compliance

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China PAObank Full time

    Manager, Regulatory Compliance (SFC/Insurance Focus) 5 days ago Be among the first 25 applicants Provide timely advice on the regulatory compliance related matters focusing on SFC regulated activities and/or insurance distribution activities Support the regulatory compliance function covering regulated activities including SFC regulated activities and...

  • Insurance Compliance Manager

    7 days ago

    Hong Kong Island, Hong Kong SAR China Harvest Personnel Agency Full time

    Company Overview:Harvest Personnel Agency is a renowned recruitment agency specializing in placing top talent in the financial services sector.We are seeking a highly skilled Insurance Compliance Manager to join our esteemed team of professionals.Job Description:The Insurance Compliance Manager will be responsible for ensuring the company's compliance with...

  • Compliance Manager

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

  • Compliance and Audit Manager

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Mass Transit Railway Full time

    Job OverviewWe are looking for a Compliance and Audit Manager to join our team. As a key member of our Corporate Safety Management Committee, you will be responsible for ensuring that our company's safety protocols are followed and implemented effectively.You will conduct risk assessments and analyses, develop strategies to mitigate potential safety risks,...

  • AML Compliance Manager

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Ashford Benjamin is looking for an accomplished AML professional to lead our APAC compliance efforts. As a Financial Crime Compliance VP, you will serve as a senior AML member, providing advisory services on AML/KYC, investigation oversight, and policy establishment.The ideal candidate will possess extensive experience in AML controls, with a strong...

  • Compliance Manager

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    **Overview of the Role**Detailed job description: This role ensures that DBS Bank's interests are protected by zealously guarding and enhancing its reputation and capital. It works to maintain a good standing with all regulators, customers, and business partners.The ideal candidate will have at least 6 years of experience in compliance / legal or audit...

  • Compliance Manager Role

    7 days ago

    Hong Kong Island, Hong Kong SAR China Infini Capital Full time

    Job OverviewInfini Capital seeks a highly skilled Compliance Manager to join our team. As a key member of our organization, you will play a vital role in ensuring the company's compliance with relevant regulations and industry standards.

Compliance Manager

1 week ago

Hong Kong, Hong Kong SAR China The Bank of East Asia Full time

AML Compliance Manager (AML Investigation & Fraud Section) - Financial Crime Compliance Department (Job ID 4136)

Position Summary

Assisting in handling the AML/CFT ongoing monitoring compliance function for the Bank including investigation and analysis of financial transactions to detect and report suspicious transactions to the relevant law enforcement agencies; post-reporting controls matters; transactions monitoring; development and enhancement of AML/CFT process for investigation, controls and tools; advisory support; reporting to and liaison with relevant Hong Kong authorities.

 


Responsibilities

  • Formulate, set out and review the enterprise-level fraud risk management framework, policy and strategy
  • Devise the mechanism and tools for identification, assessment, detection, monitoring and reporting of fraud risk
  • Conduct independent fraud risk management investigations and recommend mitigating factors to close gaps
  • Perform AML/CFT functions on an on-going basis, including on-going transaction monitoring, detection and reporting of suspicious transactions and activities, and assessing AML/CFT-related intelligence (e.g. requests from law enforcement agencies and enquiries from financial institutions)
  • Monitor the post-reporting customer risk assessment and customer’s transactions
  • Conduct process, control and system reviews for the enhancement of the AML/CFT functions of the Bank  
  • Assist the Department Head / Section Head in streamlining operation procedures with reference to the respective policy and guidelines
  • Handle ad hoc projects as assigned

 

Requirements

  • Minimum 4 years’ working experience in financial services industry, preferably from the banking industry in handling anti-money laundering compliance.
  • Relevant professional qualifications, such as AHKIB, CPA, etc
  • Relevant HKIB qualification (e.g. AAMLP) under the ECF on AML/CFT would be an advantage
  • Proficient in MS Office
  • Good command in both written and spoken English and Chinese   

 

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=UFOCUS=Applicant&SiteId=1&JobOpeningId=4136&PostingSeq=1 or by clicking the "Apply Now" button below. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.


Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Information Collection (Employees) Statement and Privacy Policy Statement. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after 1 year