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Compliance Manager

1 week ago

Hong Kong, Hong Kong SAR China The Bank of East Asia Full time

AML Compliance Manager (AML Investigation & Fraud Section) - Financial Crime Compliance Department (Job ID 4136)

Position Summary

Assisting in handling the AML/CFT ongoing monitoring compliance function for the Bank including investigation and analysis of financial transactions to detect and report suspicious transactions to the relevant law enforcement agencies; post-reporting controls matters; transactions monitoring; development and enhancement of AML/CFT process for investigation, controls and tools; advisory support; reporting to and liaison with relevant Hong Kong authorities.

 


Responsibilities

  • Formulate, set out and review the enterprise-level fraud risk management framework, policy and strategy
  • Devise the mechanism and tools for identification, assessment, detection, monitoring and reporting of fraud risk
  • Conduct independent fraud risk management investigations and recommend mitigating factors to close gaps
  • Perform AML/CFT functions on an on-going basis, including on-going transaction monitoring, detection and reporting of suspicious transactions and activities, and assessing AML/CFT-related intelligence (e.g. requests from law enforcement agencies and enquiries from financial institutions)
  • Monitor the post-reporting customer risk assessment and customer’s transactions
  • Conduct process, control and system reviews for the enhancement of the AML/CFT functions of the Bank  
  • Assist the Department Head / Section Head in streamlining operation procedures with reference to the respective policy and guidelines
  • Handle ad hoc projects as assigned

 

Requirements

  • Minimum 4 years’ working experience in financial services industry, preferably from the banking industry in handling anti-money laundering compliance.
  • Relevant professional qualifications, such as AHKIB, CPA, etc
  • Relevant HKIB qualification (e.g. AAMLP) under the ECF on AML/CFT would be an advantage
  • Proficient in MS Office
  • Good command in both written and spoken English and Chinese   

 

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=UFOCUS=Applicant&SiteId=1&JobOpeningId=4136&PostingSeq=1 or by clicking the "Apply Now" button below. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.


Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Information Collection (Employees) Statement and Privacy Policy Statement. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after 1 year