Compliance Manager

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...

Compliance Manager, AML Responsibilities: Conduct risk-based compliance reviews according to Annual Compliance Review plan Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement Compile compliance review reports to highlight major regulatory compliance issues and risk implications Conduct assigned...

We are looking for a highly motivated and detail-oriented Senior Compliance Associate to join our team in Hong Kong. The successful candidate will work closely with the APAC Compliance team to support key initiatives, including Compliance Risk Assessment, Reporting, Metrics, Training, and Horizon Risk routines.Key responsibilities include:Facilitating and...

Job Title: Compliance Program ManagerCSC Global Financial Markets seeks an experienced Compliance Program Manager to lead our compliance program. This role requires a highly organized individual with a strong background in financial regulations and risk management.Key Responsibilities:Develop and implement comprehensive compliance programs, ensuring...

Get AI-powered advice on this job and more exclusive features. Company Overview: PingPong is a global leader in payment and e-commerce solutions, offering comprehensive services for cross-border businesses. We are committed to maintaining the highest standards of regulatory compliance as we expand across diverse markets. We are seeking a Compliance Business...

About UsPingPong Payments is a global leader in payment and e-commerce solutions, committed to maintaining the highest standards of regulatory compliance as we expand across diverse markets.We are seeking a highly skilled Compliance Business Manager to enhance our compliance efforts, ensuring seamless alignment with regulatory requirements throughout the...

Sustainability and Compliance Manager - EU HardgoodsWe are seeking an experienced Sustainability and Compliance Manager to lead our efforts in implementing sustainable practices throughout our supply chain.About the Opportunity:Develop and execute comprehensive sustainability strategies to minimize environmental impact.Collaborate with sourcing teams to...

Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

Job Description:We are seeking a highly skilled and experienced Compliance Manager to join our team at JC Executive Search. This is an exciting opportunity for someone who wants to work in a fast-paced environment and be responsible for ensuring that our clients' compliance obligations are met.The successful candidate will have a strong understanding of...

Manager, Regulatory Compliance (SFC/Insurance Focus) 5 days ago Be among the first 25 applicants Provide timely advice on the regulatory compliance related matters focusing on SFC regulated activities and/or insurance distribution activities Support the regulatory compliance function covering regulated activities including SFC regulated activities and...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

Job OverviewWe are looking for a Compliance and Audit Manager to join our team. As a key member of our Corporate Safety Management Committee, you will be responsible for ensuring that our company's safety protocols are followed and implemented effectively.You will conduct risk assessments and analyses, develop strategies to mitigate potential safety risks,...

Ashford Benjamin is looking for an accomplished AML professional to lead our APAC compliance efforts. As a Financial Crime Compliance VP, you will serve as a senior AML member, providing advisory services on AML/KYC, investigation oversight, and policy establishment.The ideal candidate will possess extensive experience in AML controls, with a strong...

About UsBank of China (Hong Kong) Limited is a leading financial institution in Hong Kong, providing a wide range of financial services to individuals and corporate customers.About the RoleWe are seeking an experienced Assistant Compliance Manager to join our team. As a key member of our compliance department, you will play a critical role in ensuring that...

Compliance Specialist - APAC RegionA leading asset manager in the Asia-Pacific region is seeking a seasoned Regulatory Compliance Specialist to drive strategic compliance initiatives.The ideal candidate will have at least 3 years of experience in regulatory compliance, with a solid understanding of SFC type 1, 4, and 9 rules and regulations.This role...

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team.About the RoleThis is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds.The role is responsible for providing compliance advisory to fund businesses, managing employee compliance...

We are a US$57 billion revenue global technology company, focused on delivering Smarter Technology for All. We have a full-stack portfolio of AI-enabled, AI-ready, and AI-optimized devices, infrastructure, software, solutions, and services.Description and Responsibilities We are seeking a highly experienced professional to join our team as a Sr. Associate,...

Compliance Manager, Regional Insurer (YY-FS-IC4782) Hong Kong Island, Hong Kong Salary: Year-end bonus Our client, a large global insurance company, is seeking a Compliance Manager to enhance compliance initiatives at both regional and local levels. Responsibilities: Develop and implement compliance policies and procedures Support the execution of...

Job Title: Regulatory Compliance Manager PositionWe are seeking a highly skilled Regulatory Compliance Manager to join our team at PAObank. As a key member of our compliance function, you will play a vital role in ensuring that our business operations are in line with regulatory requirements.About the Role:Provide timely advice on regulatory compliance...

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team. This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds. The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters,...