Global Markets Compliance

About Ashford Benjamin LtdAshford Benjamin Ltd is a leading financial services company that values expertise and integrity in compliance matters.Job DescriptionWe are seeking a highly experienced Compliance Professional to join our team. As Global Markets Compliance Specialist, you will be responsible for providing critical compliance advice on equities,...

At Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to join our team in the APAC region. The successful candidate will play a crucial role in ensuring our business operations comply with relevant regulations and exchange rules.Key ResponsibilitiesProvide expert advice on equities, fixed income, and electronic trading compliance...

Company Overview">Citi is one of the world's most global banks, offering a wide range of financial services to individuals, corporations, and governments. With a rich history dating back to 1871, Citi has evolved into a leading institution with operations in over 160 countries worldwide.">Job Description">We are currently seeking a high-caliber professional...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Get AI-powered advice on this job and more exclusive features. About Us: Moneta Markets is an award-winning financial services company. As a true STP and ECN forex and CFD broker, we are authorized and regulated in multiple jurisdictions, including FSCA, SCA, and FSA. We are committed to providing our clients with an exceptional trading experience and...

Key Responsibilities include- • To ensure that Markets meets the corporate requirements of the group as well as the strategic requirements of the bank • Responsible for working with business lines and business partner functions to review the impact of regulatory change and to participate in working groups as the Compliance Specialist for Markets •...

Global Executive Consultants Ltd. is seeking a highly skilled Senior Compliance Professional to join our team in Hong Kong.The ideal candidate will have at least 3 years of experience in Unit Trust operations or project management in fund houses, asset management companies, or trustees.Key Responsibilities:Develop and maintain systems and automation related...

Global Executive Consultants Ltd. is seeking an experienced Risk Management Expert for Global Markets. As a key member of our team, you will play a crucial role in supporting the development of risk management systems and monitoring market risks globally.About the RoleWe are looking for a highly skilled individual with extensive experience in risk...

Company OverviewMRA Search is a leading recruitment agency with a focus on financial services. Our team of expert recruiters has an in-depth understanding of the industry and its requirements.SalaryThe estimated salary for this position is HKD 600,000 - HKD 800,000 per annum, depending on experience.Job DescriptionKey Responsibilities:To ensure that Markets...

Job DescriptionWe are seeking a highly skilled Executive Assistant to provide exceptional support to our CEO in Hong Kong. The ideal candidate will have at least 2 years of experience as a Personal Assistant or Executive Assistant and possess excellent organizational skills, attention to detail, and time management abilities.The successful candidate will be...

Crimson Global Academy (CGA) is a world-class online school delivering live, real-time learning to ambitious students around the world. With over 1000 students joining us from 65 countries, our vision is to unlock our students' limitless potential, together, for extraordinary futures. We are doing this by:Igniting a passion for learning that accelerates...

Citi, one of the world's most global banks, is seeking a high-caliber professional to join our team as a Compliance Officer - Wealth Market Specialist in Hong Kong.About CitiWe're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders. At Citi, you'll have the opportunity to...

4 days ago Be among the first 25 applicants Direct message the job poster from Informa Markets in Asia Asia Talent Acquisition | Candidates Experience | Talent Management | University Partnership | Early Careers | Employer Branding | Employee Engagement DUTIES AND RESPONSIBILITIES: In charge of the China region sales and coordinate for Food Ingredients...

Citi, a leading global bank, is seeking an experienced Compliance Officer to join its team in Hong Kong. As a senior member of the Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing and maintaining internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or...

Wells Fargo is committed to hiring the best talent in the industry. Our company overview highlights our dedication to providing excellent customer service, risk management, and compliance-driven culture.We offer a competitive salary range of $120,000 - $180,000 per year, depending on experience and qualifications. This role plays a critical part in ensuring...

Job DescriptionAt Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to lead our Control Room and Research Compliance function in the Asia Pacific region. As a key member of our team, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Main Responsibilities:Clearance of investment research...

About the RoleWe are seeking an experienced Global Legal Compliance Specialist to support our APAC operations for a leading global financial services firm.Key ResponsibilitiesDraft and review legal documents, including fund documents, distribution agreements, and corporate contracts, ensuring compliance with regulatory requirements.Provide expert legal...

Job DescriptionWe are seeking a seasoned Risk Management Specialist to join our team at Ashford Benjamin Ltd. In this role, you will be responsible for providing compliance advice on APAC equities, fixed income and electronic trading business.Key Responsibilities:Act as the primary point of contact for regulatory and compliance matters related to...

Job DescriptionSociete Generale is seeking a talented Global Markets Marketing Trainee to join our team in Hong Kong. As a key member of the Global Markets Marketing team, you will play a vital role in supporting and partnering with the Asian salesforce by creating product marketing materials, providing market intelligence, and organizing client events.This...

Job Overview">This role is part of the COO Office for DBS Bank (Hong Kong) Limited, supporting the Global Financial Markets (GFM) business unit.">About the Role">We are seeking a highly skilled professional to join our team as a Financial Operations Manager for Global Markets. This is an exciting opportunity for someone with experience in Treasury products,...