Alert Clearing Associate

4 days ago


Hong Kong, Hong Kong SAR China Hays Full time

Key Responsibilities

  • Assisting in managing and coordinating with various APAC coverage teams and external parties on the chain of alert review work (TMS, NNS, Sanctions Screening on clients and employees)
  • Handling alert escalation and presenting suspicious alerts to various APAC coverage teams
  • Providing post-escalation support to assist coverage teams in investigation of suspicious alerts, including communications with various business units (e.g. sales team, Legal and Compliance) for enquiries and case management.
  • Overseeing local and overseas teams of analysts in the alert review chain
  • Being involved in alerts tracking, monitoring and trend analysis for management reporting purposes
  • Providing local expertise in the ongoing optimisation of the monitoring and screening models
  • Participating in UAT and implementation of system enhancements
  • Assisting with regulatory and audit requests regarding monitoring and screening functions

Ideal Candidate Profile

  • CAMS certified would be a plus.
  • At least 2 years of relevant experience in financial crime compliance, preferably in sizeable financial institutions or professional audit or consultancy firms
  • Experience in wealth management / private banking would be an advantage.
  • Strong oral and written communication skills in English
  • Fluency in oral and written Chinese

Why Join Us? You'd be one of the key players in working alongside the brightest minds in finance, operations and compliance.



  • hong kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited (HKEX) Full time

    Vice President, Network Management and Participant Services Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a...


  • Hong Kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

    About Pure Hong KongPure Hong Kong is a leading banking group with a strong presence in Asia, offering excellent career opportunities and staff benefits.Job DescriptionWe are seeking a Compliance Manager to join our AML Compliance Team. The successful candidate will report to the Head of FCC and be responsible for maintaining and establishing transaction...


  • Hong Kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company OverviewHong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group in the Asia-Pacific region. As a purpose-driven company, our commitment to the long-term development of our business and markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of...


  • hong kong, Hong Kong SAR China Insights by Kantar Full time

    Associate Account Director (Business Development) As an Associate Account Director (Business Development) at Kantar Insights, you will have the opportunity to make a significant impact on our organization's growth and success. This role involves a focus on new business development and research. Business Development Secure new client logos by selling Kantar...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    At Hong Kong Exchanges and Clearing Limited, we're committed to being a purpose-driven company that connects, promotes, and progresses our markets and communities for the prosperity of all.About the RoleThis critical leadership position plays a key role in ensuring ongoing support for HKEX Board and executive governance oversight and reporting of major cyber...


  • Hong Kong, Hong Kong SAR China Pure Hong Kong Full time

    The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...


  • Hong Kong, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...


  • hong kong, Hong Kong SAR China Vistra Full time

    Select how often (in days) to receive an alert: It’s never been a more exciting time to join Vistra. At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients...


  • Hong Kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

  • System Analyst

    4 days ago


    Hong Kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...


  • Hong Kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company OverviewHong Kong Exchanges and Clearing Limited is a purpose-driven company committed to the long-term development of our business and markets. Our commitment is articulated in our purpose: 'To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all.'We're home to Asia's most dynamic and vibrant capital...


  • Hong Kong, Hong Kong SAR China AIA International Limited. Full time

    FIND YOUR 'BETTER' AT AIA We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even...

  • Citigold Associate

    4 days ago


    Hong Kong, Hong Kong SAR China Citi Full time

    At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help them...


  • Hong Kong, Hong Kong SAR China AXA Investment Managers Full time

    Support existing client services and sales support infrastructure, ensure delivery of first class service for clients in Asia ex-Japan. Supporting the sales teams, including handle client enquiry, regular product update and new product onboard etc. Carrying client service function, including onboarding, handle client enquiry, ongoing due diligence,...

  • Ratings Associate

    2 days ago


    Hong Kong, Hong Kong SAR China Moody's Full time

    Location(s): One Pacific Place, Floor 24, 88 Queensway, Admiralty Hong Kong, HK Line Of Business: RRS(RRS) Job Category: Credit Analysis & Research Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone...


  • Hong Kong, Hong Kong SAR China AXA Investment Managers Full time

    Develop new business with major institutions in the Greater China region. Meet the defined sales targets through implementation of a successful sales plan which targets major institutions in the Greater China region as well as Consultant Relationship requiring identification of new business opportunities and driving transactions. Develop but also...


  • Hong Kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...