General Compliance Specialist

about the company.Our client is one of the reputable insurance group with a strong business presence that has established over 140 overseas branchesabout the team.You will be joining the legal and compliance team and play a crucial role in supporting the Greater China business, which operates across 7 major locationsabout the job.Handle inquiries from...

About the PositionWe are looking for an Employee Compliance Specialist to be the main point of contact in administering various employee compliance requirements in our Hong Kong office. Our team is growing, and your participation will significantly shape this role and our team processes as we expand.The right person will enjoy both working with people and...

Responsibilities:  - General compliance responsibilities i.e. investment compliance, regulatory reporting & control, marketing materials review, provide compliance advisory to business, licensing etc - Conduct KYC/ AML reivew on clients/ vendors - Liasie with regulatory bodies i.e. SFC, SEC etc - Conduct compliance training with internal staffs  ...

Main Content Assistant Vice President / Senior Manager, General Banking Compliance Assistant Vice President / Senior Manager, General Banking Compliance Responsibilities: Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new banking business and operations Manage...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is growing! We are seeking a Senior LeadGen Specialist to join our team in SINGAPORE, or HONG KONG or MANILA! The Senior...

Responsibilities : Perform EDD for high risk merchants whilst ensuring timeliness, accuracy and completeness. Perform compliance review on escalations by 1LOD. Provide support to the MLRO for regulatory reporting, management reporting which includes project scoping, data extraction and submission to the regulators/senior management.  Develop,...

Scope of Responsibilities: To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy Providing compliance advice to business units to ensure business initiatives are in accordance with relevant regulatory requirements Liaising and...

Specialist Indirect Procurement (6-month Contract) Key Responsibilities Generate spend reports by categories and by suppliers to identify saving and operational efficiency improvement opportunities. Conduct supply market research. Lead the purchasing process including RFI, RFP or RFQ by working with various stakeholders from requirement definition...

Responsibilities: Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures Liaise with regulators on handling licensing, inquiries and inspections Provide guidance, advice and training Execute compliance monitoring program and represent results to senior management Collaborating with local...

Gibson Dunn is a leading global law firm, advising clients on significant transactions and disputes. Our exceptional teams craft and deploy creative legal strategies that are meticulously tailored to every matter, however complex or high-stakes. The firm’s work is distinguished by a unique combination of precision and vision. Gibson Dunn seeks a...

The British Government is an inclusive and diversity-friendly employer. We value difference, promote equality and challenge discrimination, enhancing our organisational capability. We welcome and encourage applications from people of all backgrounds. We do not discriminate on the basis of disability, race, colour, ethnicity, gender identity, religion, sexual...

Enfusion is a pioneer in developing innovative, native cloud investment management software, analytics, and managed services for asset managers and hedge funds around the globe. We underpin the investment operations of fund managers from our global offices spanning four continents. Our unique, seamless, SaaS-based platform is reshaping the global investment...

Specialist Indirect Procurement (6-month Contract) Key Responsibilities Generate spend reports by categories and by suppliers to identify saving and operational efficiency improvement opportunities.Conduct supply market research.Lead the purchasing process including RFI, RFP or RFQ by working with various stakeholders from requirement definition to...

Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

 Job Overview:  Providing support to the General Counsel Office (legal, compliance and risk functions). We are seeking a highly organized and detail-oriented Secretary to join the General Counsel Office. The candidate will play a crucial role in supporting the legal, compliance and risk teams by managing a range of administrative tasks and ensuring the...

Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

Responsibilities Ensure adherence to SFC licenses for financial advisory and fund management, specifically types 1, 4, and 9. Assist in the management of compliance matters, including engaging with regulators and external auditors for compliance audits. Prepare compliance control reports, identifying risks and making recommendations for necessary changes....

Main Content Product Specialist, Fubon Credit Product Specialist, Fubon Credit Responsibilities: Assist the team head to achieve the assigned KPIs on no. of new customers, new personal loan bookings and receivables Develop, coordinate and execute marketing programs to ensure smooth operation and timely roll-out of programs Support sales...

Responsibilities Responsible to achieve individual/branch/area insurance sales business Provide professional wealth management services and strengthen customer relationship, together with fulfilling customer all-round insurance needs Responsible for different trainings to branch network to improve insurance selling ability Requirements Degree holder or...

about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues,...