Compliance Specialist

About the PositionWe are looking for an Employee Compliance Specialist to be the main point of contact in administering various employee compliance requirements in our Hong Kong office. Our team is growing, and your participation will significantly shape this role and our team processes as we expand.The right person will enjoy both working with people and...

Responsibilities : Perform EDD for high risk merchants whilst ensuring timeliness, accuracy and completeness. Perform compliance review on escalations by 1LOD. Provide support to the MLRO for regulatory reporting, management reporting which includes project scoping, data extraction and submission to the regulators/senior management.  Develop,...

Scope of Responsibilities: To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy Providing compliance advice to business units to ensure business initiatives are in accordance with relevant regulatory requirements Liaising and...

Responsibilities:  - General compliance responsibilities i.e. investment compliance, regulatory reporting & control, marketing materials review, provide compliance advisory to business, licensing etc - Conduct KYC/ AML reivew on clients/ vendors - Liasie with regulatory bodies i.e. SFC, SEC etc - Conduct compliance training with internal staffs  ...

Main Content Product Specialist, Fubon Credit Product Specialist, Fubon Credit Responsibilities: Assist the team head to achieve the assigned KPIs on no. of new customers, new personal loan bookings and receivables Develop, coordinate and execute marketing programs to ensure smooth operation and timely roll-out of programs Support sales...

Responsibilities : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges and other regulatory bodies;Researching, interpreting and advising the firm regarding compliance with laws,...

The British Government is an inclusive and diversity-friendly employer. We value difference, promote equality and challenge discrimination, enhancing our organisational capability. We welcome and encourage applications from people of all backgrounds. We do not discriminate on the basis of disability, race, colour, ethnicity, gender identity, religion, sexual...

about the company.Are you meticulous and detail-oriented? Do you have a passion for working with data in a fast-paced financial environment? If so, we have an exciting opportunity for you to join our team as an Administrative Specialist.about the job.Perform data maintenance tasks, including data checking, data entry, and data validation to ensure accuracy...

Gibson Dunn is a leading global law firm, advising clients on significant transactions and disputes. Our exceptional teams craft and deploy creative legal strategies that are meticulously tailored to every matter, however complex or high-stakes. The firm’s work is distinguished by a unique combination of precision and vision. Gibson Dunn seeks a...

Specialist Indirect Procurement (6-month Contract) Key Responsibilities Generate spend reports by categories and by suppliers to identify saving and operational efficiency improvement opportunities. Conduct supply market research. Lead the purchasing process including RFI, RFP or RFQ by working with various stakeholders from requirement definition...

Enfusion is a pioneer in developing innovative, native cloud investment management software, analytics, and managed services for asset managers and hedge funds around the globe. We underpin the investment operations of fund managers from our global offices spanning four continents. Our unique, seamless, SaaS-based platform is reshaping the global investment...

Compliance Risk Review Specialist Permanent contract|Hong Kong|Compliance Compliance Risk Review Specialist Hong Kong, Hong Kong Permanent contract Compliance Responsibilities This is a VP role where the incumbent will have to independently manage the responsibilities set out in this job description. The Manager shall escalate any...

Overview Industury: Aerospace Position:Supplier Quality Delivery Improvement Specialist Location: Wanchai, Hong Kong Duration: On-going contract Frequency: Full-time Duties: Develop positive relationships and work closely with quality leaders to manage, implement and track supplier improvements. Support process and product audits for proactive...

The Cybersecurity and Data Privacy team reports directly under the office of the CISO headed by Chief Information Security Officer (CISO) Jason Lau () who has over 23+ years of experience in the cybersecurity space, awarded Global Top 100 CISO, and also serves on the World Economic Forum, International Association of Privacy Professionals and more. The team...

Specialist Indirect Procurement (6-month Contract) Key Responsibilities Generate spend reports by categories and by suppliers to identify saving and operational efficiency improvement opportunities.Conduct supply market research.Lead the purchasing process including RFI, RFP or RFQ by working with various stakeholders from requirement definition to...

Job Description Why choose Logicalis? As Architects of Change, Logicalis' focus is to design, support and execute clients' digital transformation by uniting their vision with their technology expertise and industry insights. The company, through its deep understanding of key IT industry drivers such as security, cloud, data management and IoT, can...

Data Content Specialist - Systematic Data Platform We are looking for an experienced and entrepreneurial professional to help drive our data acquisition strategy into the future. Our efforts are focused on delivering the highest quality returns to our investors – acquiring a broad, deep and highly differentiated portfolio of data assets is essential to...

Some careers grow faster than others. If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

Job Description & Requirements:Interactive Brokers Hong Kong Limited ("IBHK") is expanding its customer service department at our Hong Kong location. We are searching for candidates with prior experience in the financial services industry, with extraordinary attention to detail, and strong communication skills. The customer service department is a liaison to...

At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...