Assistant Manager Compliance

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations.To assist the...

Maintain ongoing awareness/knowledge of all applicable domestic and international AML & Sanctions requirements (including guidelines issued by international bodies such as FATF, Basel, Wolfsberg, etc.); recommend enhancements in Compliance controls / processes / systems to Compliance Manager to comply with evolving Sanctions & AML regulations. To assist the...

Wings Recruitment Partners Limited is seeking a highly skilled Compliance Assistant - Remittances to join their team.About the RoleThe ideal candidate will have experience in banking operations with a strong focus on compliance and regulatory guidelines. Responsibilities include reviewing and checking transactions, handling AML enquiries, and ensuring...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

Job OverviewWe are seeking a seasoned Regulatory Compliance Professional to join our team as a Risk Management Specialist. In this role, you will be responsible for leading day-to-day support of the compliance programs for various licensed entities in Hong Kong.Your primary focus will be on providing technical expertise on complex regulatory issues,...

Responsibility:Conduct customer investigations, anti-money laundering (AML), and counter-terrorist financing (CTF) procedures, including relevant data inquiries. Review compliance documentation submitted by clients, perform risk assessments on clients' wealth sources, and ensure alignment with the company's compliance risk management framework. Review trust...

Job Overview:About the JobThe Bank of East Asia, Limited (BEA) is a leading bank in Hong Kong, and we are looking for a seasoned professional to join our team as a Senior Risk and Compliance Manager in the Securities Services Department.This role involves ensuring that all activities within the department are in compliance with regulatory requirements and...

PCCW Media / HKT seeks a seasoned professional to fill the role of Data Privacy Manager. As a member of the Risk and Compliance team, the successful candidate will play a pivotal role in ensuring that all applicable regulatory requirements are met. This includes designing, operating, maintaining, and optimizing the data governance and management framework...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

About the Role:The Senior Compliance Analyst will be responsible for providing support to the compliance programs and activities across APAC and within a global framework. This includes monitoring and testing of regulatory and corporate compliance obligations, supporting the execution of the global trade and communication surveillance program, and providing...

Get AI-powered advice on this job and more exclusive features.Direct message the job poster from The Bank of East Asia, Limited (BEA)Senior Talent Acquisition Manager, The Bank of East AsiaPosition SummaryAssist Section Head in performing risk & compliance related tasks assigned by Department Head, Group Chief Risk Officer ("GCRO") and Group Compliance...

Compliance Manager - FICC Advisory - Investment Bank2 days ago Be among the first 25 applicantsDirect message the job poster from Larson MaddoxJob Responsibilities:Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong.Develop and implement compliance policies and procedures specific to...

Taylor Root is seeking an experienced Senior Data Protection Officer to lead our data protection initiatives and ensure compliance with data protection regulations.Job Description:The ideal candidate will have a robust understanding of data privacy laws, risk management, and data governance frameworks.Compliance Management: Ensure compliance with applicable...

Senior Manager/Manager, Regulatory ComplianceGet AI-powered advice on this job and more exclusive features.Responsibilities:Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challengesLead regulatory...

Compliance Solutions Hong Kong are looking to hire a new Manager in their Team.In this role, you will have the opportunity to manage a portfolio of clients seeking regulatory advice. Our portfolio comprises a variety of businesses including hedge funds, investment banks, asset management companies, venture capital firms, leveraged forex traders, industry...

Job DescriptionThe Bank of East Asia, Limited (BEA) is seeking a seasoned Risk & Compliance Manager to join our Securities Services Department. This is a critical role that requires a professional with expertise in risk management and compliance.Key Responsibilities:Review and analyze regulatory requirements and industry developments to ensure the department...

Assistant Manager - The Champion Sports BarDepartment: Food & BeverageReports to: Operations Manager - The Champion Sports BarRole Introduction:As the Assistant Manager - The Champion Sports Bar, you will support the Operations Manager in overseeing the operations of The Champion Sports Bar and assisting with the management of the beverage service within the...

Assistant Finance Manager - Insurance (A026381) Quarry Bay, Hong KongOur client is a leading insurance company. In this role, you will support accounting operations by managing transaction settlements, financial reporting, and compliance activities in alignment with company policies. This role also assists in Third Party Management (TPM) reporting,...

Assistant Manager / Manager - Conduct & Compliance Assurance Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and...

About the Role:We are seeking an experienced Compliance Risk Manager to join our team at Bank of China (Hong Kong) Limited. As a key member of our Private Banking department, you will be responsible for ensuring adherence to internal and external requirements, identifying potential risks, and providing recommendations to mitigate relevant threats.Key...