Senior Assessor – Calculation Compliance

3 weeks ago

Hong Kong, Hong Kong SAR China HSBC Full time

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Global Finance is integral to HSBC’s purpose and strategy, playing a valued role in managing costs and deploying capital in the most effective way. Our global team of finance professionals’ partner with the business to provide trusted insights and forward looking analysis; accuracy; efficiency and control to frame and influence business decisions.

We are currently seeking a high calibre professional to join our team as a Senior Assessor – Calculation Compliance .

Principal Responsibilities

Responsible for determining the regional scope of assessments and communicating plans and status to stakeholders Responsible for coordinating the efforts of regional pods, helping to ensure that concurrent assessments are delivered in a timely manner and any issues are escalated at the appropriate governance forums Responsible for reviewing adherence of complex calculation logic with the regulatory rules and HSBC Policy determinations.Engage with policy SMEs as required Provide direction to the Analyst to support the review of calculation documentation readiness Define test data scenarios and expected test results for Analysts to prepare detailed test scripts Detailed review of test results to determine whether the NMC is compliant with the regulatory rules and HSBC Policy determinations Identify findings where the regulatory rules and HSBC Policy determinations are not being met Documentation of formal Assessment Reports, highlighting the key findings with ownership assigned for remediation that is tracked at appropriate governance forums Manage activities within the pod to enable effective and timely assessment and the mitigation of risk including delivery to plan and raising progress blockers on a timely basis Manage team of Assessors and provide direction to support the formal Calculation Compliance Assessments Lead the training and upskilling of new hires to the team Provide written reports and verbal summaries or explanations of work undertaken to relevant stakeholders Work closely with multiple change teams and business functions, such as Regulatory Reporting or Group Policy Contribute to the ongoing refinement of the business-as-usual operating model, proactively working towards enhancing existing artefacts, procedures, assessments and methods of stakeholder engagement Requirements Demonstrable understanding of one or more regulatory rule areas and the application of those rules in NMCs Working knowledge of HSBC businesses and products and the regulatory reporting environment Strong verbal and written communication skills and the ability to convey subject matter expertise in a specific area to a wide audience including senior stakeholders Ability to clearly articulate findings where the regulatory rules and HSBC policy determinations are not being met which requires explanation of complex technical issues Team leadership and people development skills The role holder should be able to quickly understand the end-to-end process and implications of the NMC for assessment, in the context of regulatory requirements for the calculation Prior experience in providing direction and support to team members on reporting deliverables Be able to thrive in a dynamic, expanding team to deliver on concurrent deliverables and share knowledge Experience in an Audit, Controls or Regulatory Reporting function within a large financial services organisation

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