Compliance Manager

Direct message the job poster from AccumulusResponsibilities:Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance;Advise on daily operational compliance and submit related reports for both external and internal use;Track regulatory...

The CICC Group of Companies requires a highly skilled Compliance Officer to provide regulatory coverage for its Equities, FICC and Wealth Management business activities conducted from Hong Kong. This role will focus on the sales and trading business activities across products.Key Responsibilities:Providing compliance advisory to the Equities, FICC and Wealth...

Responsible for the MIC for Compliance & AML Compliance Advisory: Provide practical compliance advice for various business units. AML/CFT Support: Offer guidance on Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) related enquiries to internal business stakeholders. Regulatory Monitoring: Oversee the operations of SFC-licensed entities...

Head Of Legal & ComplianceThe ideal candidate will possess strong analytical and problem-solving skills, as well as excellent written and verbal communication abilities. A background in securities law and compliance is highly desirable. The successful applicant will be responsible for developing and implementing policies and procedures to ensure compliance...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

**Job Description**We are seeking a Legal and Compliance Advisor to join our team at Infini Capital. The successful candidate will be responsible for ensuring the company's compliance with relevant regulations and maintaining accurate records and documentation.Key ResponsibilitiesMaintain accurate records and documentation relating to corporate and...

Client Overview Our client is a leading global decentralized finance (DeFi) blockchain company, headquartered in Hong Kong. With a team of around 20 members, including 2 in the Compliance Team, they are looking to expand their presence in Asia. Job Description Report directly to the Head of Compliance. Handle all compliance-related matters, including...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

Compliance and Risk Management ExpertWe are seeking a highly experienced Compliance and Risk Management Expert to join our team. In this role, you will be responsible for developing and implementing compliance policies and procedures to ensure the company remains compliant with regulatory requirements. Your key responsibilities will include:Developing and...

Key ResponsibilitiesThe Senior Regulatory Compliance Manager, WPB is responsible for ensuring that HSBC's operations in ASP are effective in identifying, managing and mitigating Regulatory Compliance risk. This includes providing timely advice to the business and maintaining an effective control framework.Articulate Regulatory Compliance risks for ASP,...

As a Legal Compliance Manager at China Telecom Global, you will be responsible for ensuring compliance with all relevant data protection laws and regulations across various jurisdictions.Key responsibilities include:Conducting research and analysis on personal data protection policies and regulations;Developing and implementing procedures to ensure...

Compliance Manager, Regional Insurer (YY-FS-IC4782) Hong Kong Island, Hong KongSalary: Year-end bonusOur client, a large global insurance company, is seeking a Compliance Manager to enhance compliance initiatives at both regional and local levels.Responsibilities:Develop and implement compliance policies and proceduresSupport the execution of compliance...

Job SummaryThe Pharmaceutical Compliance Manager is responsible for ensuring that all product, process or system related quality activities supporting the business at the affiliate from receipt of final product through distribution are in compliance with Corporate, governmental, and local regulations and requirements.Main ResponsibilitiesPlan, prepare,...

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

At Howden, we're seeking a seasoned Compliance Manager to spearhead our Risk and Compliance function. As a key member of our team, you'll be responsible for ensuring adherence to local laws, statutes, and regulations while balancing business needs.This role requires a deep understanding of local regulatory requirements for insurance broking and financial...

Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...

We are looking for a talented Supplier Compliance Manager to join our team at TSS Hong Kong.Key Responsibilities:Evaluate and approve suppliers based on quality performance.Analyze quality metrics and identify areas for improvement.Implement corrective actions to resolve quality issues.Communicate with internal stakeholders to ensure compliance with quality...

The Risk & Compliance Manager - Securities Services Department position at The Bank of East Asia, Limited (BEA) requires an individual with exceptional skills in risk management and compliance. As a member of our team, you will be responsible for ensuring that all procedures and processes are aligned with regulatory requirements and bank policies.Key...

About the RoleThe Information Security and Compliance Manager will be responsible for leading the development and implementation of information security and compliance strategies and policies to ensure alignment with regulatory requirements. This role involves collaborating with various teams, including data security, compliance, and operations.Key...

Job Responsibilities: Provide compliance advisory, focusing on financial crime compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Facilitate the establishment and maintenance of a robust compliance governance framework and nurture a culture of compliance within the Group. Develop and deliver compliance...