AVP - Team Lead - IPO Processing - Listing (Regulatory Compliance)
7 days ago
About Us:
Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure, connecting and enabling the exchange of securities, derivatives and commodities for a diverse range of participants. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.
Job Summary:
We are seeking a highly skilled and experienced professional to join our team as an AVP - Team Manager - IPO Vetting - Listing (Regulatory Compliance). The successful candidate will be responsible for processing IPO applications, monitoring progress of a portfolio of listing applications, and providing support for ad hoc projects as assigned by supervisor.
Key Responsibilities:
- Perform the role of a team manager in processing IPO applications and monitor progress of a portfolio of listing applications.
- Draft comment letters and Department reports to Listing Committee.
- Assist in handling pre-IPO enquiries and IPO related policies matters.
- Provide support for ad hoc projects as assigned by supervisor.
- Provide accounting, legal or other professional support to the work of the Listing Division.
Requirements:
- Qualified lawyers/accountants with a minimum of 7 years working experience or university graduates of other relevant disciplines with at least 7 years working experience in law, accounting, corporate finance, investment banking or a related field.
- Good experience that demonstrates knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices.
- Strong interpersonal and presentation skills with knowledge of investigative techniques and procedures.
- Good command of written and spoken English and Chinese. Putonghua fluency is an advantage.
What We Offer:
HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.
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Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeAbout Us:Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure, connecting and enabling the exchange of securities, derivatives and commodities for a diverse range of participants. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.Job Summary:We are seeking a highly...
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