Regulatory Compliance Lead

Ebury is a rapidly expanding FinTech organization recognized among the leading European Fintechs by AltFi. We provide a diverse array of services including foreign exchange risk management, trade finance, currency accounts, international payments, and API integration. Compliance Manager & MLRO - Focus on Hong Kong & China We are in search of an...

Ebury is a rapidly expanding FinTech organization recognized among the leading 15 European Fintechs to work for by AltFi. We provide a diverse array of services, including foreign exchange risk management, trade finance, currency accounts, international payments, and API integration. Compliance Manager & MLRO - Focus on Hong Kong & China Markets We are...

Ebury is a rapidly expanding FinTech organization recognized among the top 15 European FinTechs to work for by AltFi. We provide a diverse array of services including FX risk management, trade finance, currency accounts, international payments, and API integration. Compliance Manager & MLRO - Focus on Hong Kong & China Markets We are in search of an...

Job OverviewThe Compliance Manager at moomoo plays a pivotal role in ensuring adherence to regulatory standards and internal policies within the financial services sector.Key ResponsibilitiesOversee licensing activities and provide expert guidance on licensing matters.Deliver compliance insights to various operational units concerning securities brokerage...

Position OverviewAs a key member of our compliance team, you will be responsible for ensuring adherence to regulatory standards and internal policies within the organization. Your expertise will contribute to maintaining the integrity of our operations and safeguarding the interests of our stakeholders.Key ResponsibilitiesDevelop and implement the annual...

Job OverviewThe Compliance Operations Manager will play a pivotal role in ensuring that our organization adheres to all relevant regulations and standards within the financial services sector.Key ResponsibilitiesOversee licensing activities and provide expert guidance on related matters.Deliver compliance insights to various business divisions concerning...

About the RoleWe are seeking a highly skilled and experienced Cyber Security Compliance Expert to join our team as a Regulatory Assessment Professional. This is a senior position with accountability to deliver the Bank's regulatory assessment programme, including the HKMA's Cyber Fortification Initiative (CFI).Key ResponsibilitiesLead the delivery and...

Why This Role Matters In a landscape of evolving regulations, Pfizer recognizes the importance of a proficient Regulatory Affairs team. As a member of this vibrant group, you will engage in the assessment and interpretation of growing regulatory demands and their commercial implications, all while prioritizing optimal patient care. Your expertise will...

Importance of Your Role In a constantly evolving regulatory landscape, Pfizer relies on a proficient Regulatory Affairs team. As a key member of this dynamic group, you will analyze and interpret the growing regulatory demands alongside their commercial implications to ensure optimal patient care. Your expertise will be vital in prioritizing the...

About Hang Seng Investment Management LimitedHang Seng Investment Management Limited is a leading asset management company in Hong Kong, specializing in Hong Kong and China markets. We offer a comprehensive range of investment products to retail and institutional investors.Job SummaryWe are seeking a high-caliber Compliance Manager to join our team. The...

Key ResponsibilitiesContinuously review and refine compliance protocols to ensure they meet industry standards. Oversee compliance documentation, ensuring precise record-keeping of all compliance-related activities. Evaluate and mitigate compliance risks linked to the organization’s operations. Facilitate compliance training sessions for staff to bolster...

Position OverviewAs a key member of our compliance team, you will be responsible for ensuring adherence to regulatory standards and internal policies. Your role will involve:Developing Annual Compliance Strategy: Formulate a comprehensive plan for the yearly compliance review.Executing Compliance Assessments: Carry out thorough compliance evaluations and...

Position OverviewAs a key player in our compliance framework, you will be responsible for ensuring adherence to regulatory standards and internal policies. Your role will involve: Developing an Annual Compliance Review Strategy: Formulate a comprehensive plan to assess compliance across various departments. Executing Compliance Audits: Conduct thorough...

Key ResponsibilitiesAssist in formulating a compliance framework and protocols to facilitate sustainable growth in the APAC region while adhering to regulatory standards.Engage with executive leadership, team members, regulatory bodies, and external stakeholders to pinpoint and mitigate risks affecting the organization and its clientele.Develop and implement...

Key ResponsibilitiesAssist in the development of a compliance framework and protocols to ensure sustainable business growth in the APAC region while adhering to regulatory standards.Engage with executive leadership, team members, regulatory bodies, and external stakeholders to pinpoint and mitigate potential risks affecting the organization and its...

Position Overview TEKsystems is seeking a seasoned compliance manager to oversee critical risk and compliance projects across the Asia-Pacific region. This role will focus on representing the compliance interests of the Hong Kong market within a prominent international insurance firm. The ideal candidate will possess the following qualifications: ...

Key ResponsibilitiesContinuously review and enhance compliance frameworks and policies. Manage compliance documentation and ensure meticulous record-keeping related to compliance operations. Evaluate and mitigate compliance risks tied to the organization's activities. Facilitate compliance training sessions for staff to improve their understanding of...

Key ResponsibilitiesAssist in the development of a compliance framework and protocols to facilitate sustainable growth in the APAC region while ensuring adherence to regulations.Engage with executive leadership, team members, regulatory bodies, and external stakeholders to pinpoint and mitigate potential risks affecting the organization and its...

Job SummaryCorporation Service Company is seeking a highly skilled Regulatory Compliance Officer to join our team in Hong Kong. As a key member of our Regulatory and Compliance Services (RCS) team, you will play a critical role in ensuring our clients meet both their local and global regulatory needs.About the RolePerform Anti-Money Laundering (AML) and...

Our client, a reputable financial institution, is seeking a seasoned Compliance Lead to oversee the compliance department and ensure adherence to regulatory requirements. As a key member of the team, you will be responsible for leading a small team of compliance professionals and providing guidance on regulatory compliance, AML/CFT, and transaction...