AVP - Team Lead - IPO Processing - Listing (Regulatory Compliance)

About Us:Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure, connecting and enabling the exchange of securities, derivatives and commodities for a diverse range of participants. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.Job Summary:We are seeking a highly...

Key Responsibilities:Develop and execute a comprehensive pre-IPO strategy.Ensure financial compliance and prepare the company for the rigors of public market reporting.Lead the financial team to provide accurate and timely financial information.Lead Investor Relations activitiesCollaborate with legal counsel to manage the IPO process, including due diligence...

Job DescriptionJob Title: Assistant Manager - Regulatory ComplianceCompany: Securities and Futures CommissionJob Summary:We are seeking a highly skilled and experienced Assistant Manager to join our Investment Products Division. The successful candidate will be responsible for a combination of regulatory work, including the processing of applications for...

Ebury is a rapidly expanding FinTech organization recognized among the leading European Fintechs by AltFi. We provide a diverse array of services including foreign exchange risk management, trade finance, currency accounts, international payments, and API integration. Compliance Manager & MLRO - Focus on Hong Kong & China We are in search of an...

Ebury is a rapidly expanding FinTech organization recognized among the leading 15 European Fintechs to work for by AltFi. We provide a diverse array of services, including foreign exchange risk management, trade finance, currency accounts, international payments, and API integration. Compliance Manager & MLRO - Focus on Hong Kong & China Markets We are...

Ebury is a rapidly expanding FinTech organization recognized among the top 15 European FinTechs to work for by AltFi. We provide a diverse array of services including FX risk management, trade finance, currency accounts, international payments, and API integration. Compliance Manager & MLRO - Focus on Hong Kong & China Markets We are in search of an...

A leading commercial bank is hiring an AVP/VP for their Regulatory Reporting team.My client is a leading commercial bank, is seeking a highly experienced and motivated individual to join our regulatory reporting team as an Assistant Vice President/ Vice President. In this critical role, you will be responsible for overseeing the preparation and timely...

Role OverviewThe Compliance Operations Manager will play a pivotal role in ensuring adherence to regulatory standards within the financial services sector. This position involves a comprehensive approach to compliance management, focusing on the following key responsibilities:Supervision of Licensing Activities: Oversee licensing processes and provide expert...

Position OverviewAs a key member of our compliance team, you will be responsible for ensuring adherence to regulatory standards and internal policies within the organization. Your expertise will contribute to maintaining the integrity of our operations and safeguarding the interests of our stakeholders.Key ResponsibilitiesDevelop and implement the annual...

Job OverviewThe Compliance Manager at moomoo plays a pivotal role in ensuring adherence to regulatory standards and internal policies within the financial services sector.Key ResponsibilitiesOversee licensing activities and provide expert guidance on licensing matters.Deliver compliance insights to various operational units concerning securities brokerage...

Company Overview:Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure, connecting and enabling the exchange of securities, derivatives and commodities for a diverse range of participants. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.Job Summary:We are seeking a...

Job OverviewThe Compliance Operations Manager will play a pivotal role in ensuring that our organization adheres to all relevant regulations and standards within the financial services sector.Key ResponsibilitiesOversee licensing activities and provide expert guidance on related matters.Deliver compliance insights to various business divisions concerning...

About the RoleWe are seeking a highly skilled and experienced Regulatory Manager to join our Investment Products Division at the Securities and Futures Commission. As a key member of our team, you will be responsible for processing applications for authorisation of retail investment products, monitoring such products, and providing assistance to...

About Hang Seng Investment Management LimitedHang Seng Investment Management Limited is a leading asset management company in Hong Kong, specializing in Hong Kong and China markets. We offer a comprehensive range of investment products to retail and institutional investors.Job SummaryWe are seeking a high-caliber Compliance Manager to join our team. The...

About the RoleWe are seeking a highly skilled and experienced Cyber Security Compliance Expert to join our team as a Regulatory Assessment Professional. This is a senior position with accountability to deliver the Bank's regulatory assessment programme, including the HKMA's Cyber Fortification Initiative (CFI).Key ResponsibilitiesLead the delivery and...

Key ResponsibilitiesContinuously review and refine compliance protocols to ensure they meet industry standards. Oversee compliance documentation, ensuring precise record-keeping of all compliance-related activities. Evaluate and mitigate compliance risks linked to the organization’s operations. Facilitate compliance training sessions for staff to bolster...

Why This Role Matters In a landscape of evolving regulations, Pfizer recognizes the importance of a proficient Regulatory Affairs team. As a member of this vibrant group, you will engage in the assessment and interpretation of growing regulatory demands and their commercial implications, all while prioritizing optimal patient care. Your expertise will...

Importance of Your Role In a constantly evolving regulatory landscape, Pfizer relies on a proficient Regulatory Affairs team. As a key member of this dynamic group, you will analyze and interpret the growing regulatory demands alongside their commercial implications to ensure optimal patient care. Your expertise will be vital in prioritizing the...

Key ResponsibilitiesContinuously review and enhance compliance frameworks and policies. Manage compliance documentation and ensure meticulous record-keeping related to compliance operations. Evaluate and mitigate compliance risks tied to the organization's activities. Facilitate compliance training sessions for staff to improve their understanding of...

Importance of Your Role In a landscape of evolving regulations, Pfizer requires a proficient Regulatory Affairs team. You will contribute to a proactive group that assesses and interprets the growing regulatory landscape and its associated commercial implications to ensure optimal patient care. Our patients rely on dedicated professionals like you, who...