Regulatory Associate
7 days ago
Company Overview:
Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure, connecting and enabling the exchange of securities, derivatives and commodities for a diverse range of participants. Our purpose is to promote and progress our markets and the communities they support for the prosperity of all.
Job Summary:
We are seeking a highly motivated and detail-oriented Regulatory Associate - Listed Issuer Specialist to join our team. The successful candidate will be responsible for assisting in the processing of listed issuers' matters, including review of announcements and circulars, handling of listing of further securities, enquiries and waiver applications.
Key Responsibilities:
- Assist in the monitoring of listed issuers' activities, including acting as the primary person in the follow up on price and volume movements in trading of securities, identify media reports for review by Case Managers, follow through on trading suspensions and resumptions.
- Provide accounting, legal and other professional support to the work of the Listing Division.
- Assist in policy development projects as required.
Requirements:
- Qualified lawyers/accountants with a minimum of 3 years working experience or university graduates of other disciplines with at least 3 years working experience in law, accounting, corporate finance, investment banking or a related field will also be considered.
- Experience that demonstrates working knowledge of the Listing Rules and understanding of the securities industry and its practices including securities laws and accounting practices.
- Strong interpersonal and presentation skills and working knowledge of investigative techniques and procedures.
- Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential.
What We Offer:
HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.
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