Compliance Professional APAC

7 days ago


Hong Kong Island, Hong Kong SAR China Polymath Search Full time
Job Description:

We are partnering with a global financial institution in Hong Kong to seek a dynamic professional with around 8-15 years of experience from the asset management industries (preferably private markets) to be part of its regional compliance team.

Key Responsibilities:
  • Support the company's regional business by handling regulatory and compliance matters for the firm.
  • Develop a compliance strategy and guidelines to support the firm's growth.
  • Work closely with senior management, internal and external stakeholders to develop and implement appropriate policies and procedures.
Requirements:
  • Excellent academic credentials in business or legal with strong communication and presentation skills.
  • At least 8 to 15 years of regulatory compliance experience, cross border compliance and/or licensing experience gained from global asset management firms.
  • Strong regulatory knowledge in SFC (Type 1,4).
  • Ability to multi-task and work in a fast-paced, dynamic environment.


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