Risk Manager, FICC

4 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time
Job Summary

Global Executive Consultants Ltd. is seeking a highly skilled Risk Manager, FICC to join our team. As a key member of our organization, you will be responsible for managing and approving trade flow, working with front office and support teams to ensure trading activities are properly booked in our internal system.

Key Responsibilities
  1. Trade Flow Management: Oversee the daily trade booking, validation, and settlement-related activities to identify any breaches or violations of internal compliance and risk monitoring rules.
  2. Compliance and Risk Oversight: Ensure operational standards are adhered to and that any exception processes are fully documented and approved.
  3. Counterparty Analysis: Analyze counterparties' financial strength and propose appropriate DVP limits based on information provided by the FICC department.
  4. Process Improvement: Identify and lead control and process improvement opportunities across the desks/entities.
  5. Product Approval: Participate in the new product approval process by analyzing the impact on trade booking, settlement, end-of-day process, and regulatory reporting.
  6. Project Management: Initiate projects when required to facilitate IT development or process change.
Requirements
  1. Bachelor's degree or above in a quantitative discipline or finance-related field is preferred.
  2. At least 3 years of experience in a trade support function.
  3. A strong understanding of Fixed Income and Credit Structure Cash and Derivatives products in both exchange and OTC markets, product lifecycles, and settlement markets.
  4. Control-focused mindset with a track record of excelling in risk management teams.
  5. Good team player, detail-oriented, able to multi-task, and work under pressure.
  6. Experience using Bloomberg, proficient in MS Office, with advanced experience in Excel highly preferred.
  7. Understanding of common derivative instruments and a good understanding of ISDA/CSA Master Agreements & Definitions would be a plus.
  8. Good command of written and spoken Chinese and English, with proficiency in Mandarin highly preferred.


  • Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

    FICC Compliance ExpertWe are seeking a highly skilled FICC compliance expert to join our team at Unicorn Advisor (HK) Limited. The ideal candidate will have strong FICC product and commodities trading compliance experience and be able to work effectively in a fast-paced environment.Fluency in Mandarin is a plus, but not required. If you are a motivated and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

    FICC Compliance ExpertWe are seeking a highly skilled FICC compliance expert to join our team at Unicorn Advisor (HK) Limited. The ideal candidate will have strong FICC product and commodities trading compliance experience and be able to work effectively in a fast-paced environment.Fluency in Mandarin is a plus, but not required. If you are a motivated and...

  • FICC Product Manager

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Visionary Solutions Limited Full time

    Product Manager - FICC Trading PlatformsAt Visionary Solutions Limited, we are seeking a highly skilled Product Manager to lead the development and management of our Overseas Inter-Institutional FICC Trading Platform. This is a unique opportunity to join our team and contribute to the growth and success of our financial information services business.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China Visionary Solutions Limited Full time

    Product Manager - FICC Trading PlatformsVisionary Solutions Limited is seeking a highly skilled Product Manager to lead the development and management of our Overseas Inter-Institutional FICC Trading Platform. As a key member of our team, you will be responsible for planning, designing, and delivering high-quality software solutions that meet the evolving...


  • Hong Kong, Central and Western District, Hong Kong SAR China Green Lake Executive Search Co. Limited Full time

    Job Title: FICC Senior Sales/Head of FICC SalesJob Summary:We are seeking a highly experienced and skilled FICC Senior Sales/Head of FICC Sales professional to join our team at Green Lake Executive Search Co. Limited. The successful candidate will be responsible for developing and executing strategies to drive business growth in the fixed income market.Key...

  • Compliance Officer

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our Global Markets Compliance team in Hong Kong. As a key member of our team, you will be responsible for providing real-time compliance advice to our FICC business units and ensuring that our operations are in line with regulatory requirements.Key ResponsibilitiesProvide primary coverage...


  • Hong Kong, Central and Western District, Hong Kong SAR China Green Lake Executive Search Co. Limited Full time

    Job Title: FICC Senior Sales/Head of FICC SalesAt Green Lake Executive Search Co. Limited, we are seeking a highly skilled and experienced professional to lead our Fixed Income business. The successful candidate will be responsible for developing and executing strategies to drive growth and expansion in this critical area.Key Responsibilities:Develop and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pathos Consultancy Limited Full time

    Pathos Consultancy Limited is seeking a skilled Risk Management Associate to join our team.The RoleAs a Risk Management Associate, you will report to the Senior Risk Manager and be responsible for performing risk management and analysis of multi-asset classes on public markets, including FICC.You will monitor risk exposure and prepare reports, analysis, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

    Global Compliance RoleOur division prevents, detects, and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Leong Bank Berhad, Hong Kong Branch Full time

    About the RoleHong Leong Bank Berhad, Hong Kong Branch is seeking a seasoned risk professional to lead the overall risk management of the Branch. As a key member of the team, you will be responsible for developing, evaluating, and overseeing risk management control frameworks and systems to ensure compliance with laws, regulatory requirements, and internal...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pathos Consultancy Limited Full time

    Job Title: Risk Management, AssociatePathos Consultancy Limited is seeking a highly skilled Risk Management Associate to join our team.Job SummaryWe are looking for a detail-oriented and analytical Risk Management Associate to support our Senior Risk Manager in identifying and mitigating risks across various asset classes, including FICC. The ideal candidate...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Leong Bank Berhad, Hong Kong Branch Full time

    About the RoleThis is a senior-level position responsible for the overall risk management of the Hong Leong Bank Berhad, Hong Kong Branch. The successful candidate will be part of a team that ensures the bank's risk management framework is robust and effective.Key ResponsibilitiesDevelop, evaluate, and oversee risk management control frameworks and systems...

  • Financial Analyst

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China China Securities International Full time

    Job SummaryWe are seeking a highly skilled Financial Analyst to join our FICC team at China Securities International. As a key member of our team, you will be responsible for providing critical support to our traders and sales teams in analyzing market data and credit sales opportunities.Key ResponsibilitiesCollect, monitor, and analyze market data to...


  • Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    {"title": "FICC Compliance Role", "content": "FICC Compliance RoleLarson Maddox is seeking a highly skilled Compliance Vice President to join our dynamic compliance team. This pivotal role is responsible for ensuring adherence to regulatory requirements and internal policies in FICC trading operations.Key ResponsibilitiesDevelop and implement comprehensive...

  • Financial Analyst

    1 month ago


    Hong Kong, Central and Western District, Hong Kong SAR China China Securities International Full time

    About the Role:We are seeking a highly skilled and motivated Financial Analyst to join our team at China Securities International. As a Financial Analyst - FICC, you will play a critical role in supporting our trading activities and providing valuable insights to our clients.Key Responsibilities:Collect, monitor, and analyze data to summarize trading...


  • Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our Global Markets team. As a Compliance Officer, you will be responsible for ensuring that our FICC business units comply with all relevant laws, regulations, and internal policies.Key ResponsibilitiesProvide real-time compliance advice to Global Banking & Markets – FICC business units...


  • Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Full time

    Job Summary & ResponsibilitiesThe Private Wealth Management Group develops and manages relationships with high net worth individuals and families, advising them on ways to build and protect their financial assets through equity, fixed income, and alternative investments.The Markets Solutions Group develops and structures cross-asset class derivatives to...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pontoon Asia Pacific Full time

    Job Title: Business Analyst and Project ManagerJob Summary: We are seeking a highly skilled Business Analyst and Project Manager to join our Cross-Functional Portfolio Delivery Team in Hong Kong. The successful candidate will have 7+ years of experience in Global Markets Technology and will be responsible for business analysis, project management, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    **Job Summary**Classy Wheeler Limited is seeking an experienced Risk Management Manager to join their team. As a key member of the organization, you will be responsible for developing and implementing risk management policies, procedures, and manuals to ensure compliance with regulatory requirements.**Key Responsibilities****Develop and Implement Risk...


  • Hong Kong, Central and Western District, Hong Kong SAR China FWD Life Insurance Corporation Full time

    About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 13 million customers across 10 markets. Our company was established in 2013 with a mission to revolutionize the way people feel about insurance.Job SummaryWe are seeking a highly skilled Risk Management Director to join our team. The...