FICC Compliance Expert

FICC Compliance ExpertWe are seeking a highly skilled FICC compliance expert to join our team at Unicorn Advisor (HK) Limited. The ideal candidate will have strong FICC product and commodities trading compliance experience and be able to work effectively in a fast-paced environment.Fluency in Mandarin is a plus, but not required. If you are a motivated and...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our Global Markets Compliance team in Hong Kong. As a key member of our team, you will be responsible for providing real-time compliance advice to our FICC business units and ensuring that our operations are in line with regulatory requirements.Key ResponsibilitiesProvide primary coverage...

Job Title: FICC Senior Sales/Head of FICC SalesJob Summary:We are seeking a highly experienced and skilled FICC Senior Sales/Head of FICC Sales professional to join our team at Green Lake Executive Search Co. Limited. The successful candidate will be responsible for developing and executing strategies to drive business growth in the fixed income market.Key...

Global Compliance RoleOur division prevents, detects, and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line...

Job Title: FICC Senior Sales/Head of FICC SalesAt Green Lake Executive Search Co. Limited, we are seeking a highly skilled and experienced professional to lead our Fixed Income business. The successful candidate will be responsible for developing and executing strategies to drive growth and expansion in this critical area.Key Responsibilities:Develop and...

{"title": "FICC Compliance Role", "content": "FICC Compliance RoleLarson Maddox is seeking a highly skilled Compliance Vice President to join our dynamic compliance team. This pivotal role is responsible for ensuring adherence to regulatory requirements and internal policies in FICC trading operations.Key ResponsibilitiesDevelop and implement comprehensive...

Job SummaryGlobal Executive Consultants Ltd. is seeking a highly skilled Risk Manager, FICC to join our team. As a key member of our organization, you will be responsible for managing and approving trade flow, working with front office and support teams to ensure trading activities are properly booked in our internal system.Key ResponsibilitiesTrade Flow...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our Global Markets team. As a Compliance Officer, you will be responsible for ensuring that our FICC business units comply with all relevant laws, regulations, and internal policies.Key ResponsibilitiesProvide real-time compliance advice to Global Banking & Markets – FICC business units...

Job Description**About the Role**We are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key Responsibilities**Advisory...

About the Role:Axiom is seeking a highly skilled and experienced Senior Legal Advisor to join our team. As a key member of our legal team, you will be responsible for providing expert advice on data protection and compliance matters to our F100 clients.Key Responsibilities:Provide in-depth guidance on data protection and data privacy laws, including PDPO and...

Job Title: Settlement ManagerValuable Capital Limited is seeking a highly skilled Settlement Manager to lead our Institutional and HNW clients' transactions. As a key member of our team, you will be responsible for ensuring the timely and accurate execution of daily settlement processes.Key Responsibilities:Lead a small team of settlement professionals to...

Job Summary & ResponsibilitiesThe Private Wealth Management Group develops and manages relationships with high net worth individuals and families, advising them on ways to build and protect their financial assets through equity, fixed income, and alternative investments.The Markets Solutions Group develops and structures cross-asset class derivatives to...

Job SummaryWe are seeking a highly skilled Sr. Support Analyst to join our team at IO Tech Solutions. As a key member of our support team, you will be responsible for providing top-notch technical assistance to our users, ensuring the smooth operation of our systems, and driving process improvements.Key ResponsibilitiesTechnical Support: Provide expert-level...

Job OverviewSia Partners is seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our team, you will play a critical role in helping us build our expertise and deliver high-quality services to our clients in the financial services sector.Key ResponsibilitiesParticipate in projects with leading banks and...

{"title": "Compliance and Risk Management Expert", "content": "Job SummaryPacific Focus is seeking a highly experienced Compliance and Risk Management Expert to join our team. As a key member of our organization, you will be responsible for developing and implementing effective compliance frameworks, policies, and controls to ensure adherence to all...

Job SummaryInfini Capital Management Limited seeks a highly skilled Compliance Manager to join our team. As a key member of our compliance department, you will be responsible for ensuring that our company adheres to all relevant regulatory requirements and industry standards.Key Responsibilities Compliance Policy Development and Maintenance Develop,...

About Hang Seng Investment Management LimitedHang Seng Investment Management Limited is a leading asset management company in Hong Kong, specializing in Hong Kong and China markets. We offer a comprehensive range of investment products to retail and institutional investors.Job SummaryWe are seeking a high-caliber Compliance Manager to join our team. The...

Job DescriptionThe OpportunityWe are seeking a highly skilled and experienced professional to lead our Distribution Compliance team. As the Head of Distribution Compliance, you will be responsible for ensuring that our distribution channels operate in compliance with regulatory requirements and industry standards.Key ResponsibilitiesLead the team in...

About MORSMORS is a leading company in the cybersecurity industry, dedicated to providing innovative solutions to protect our clients' digital assets.Job SummaryWe are seeking a highly skilled and experienced Cybersecurity Expert to join our dynamic team. This is an excellent opportunity for a professional with a minimum of 5 years of experience in Endpoint...

Job DescriptionThe OpportunityWe are seeking a highly skilled and experienced professional to lead our Distribution Compliance team. As the Head of Distribution Compliance, you will be responsible for ensuring that our distribution channels operate in compliance with regulatory requirements and industry standards.Key ResponsibilitiesLead the team in...