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Senior Compliance Manager

2 months ago

Hong Kong, Central and Western District, Hong Kong SAR China Fubon Bank Full time

Main Responsibilities

As a Senior Compliance Manager at Fubon Bank, you will be responsible for providing advice and interpretation on existing and new regulatory compliance requirements. You will manage the dissemination of the latest developments in applicable laws and regulations to business and operation units, and advise on compliance implications for implementation of regulatory requirements.

Key Responsibilities:

  • Provide advice and interpretation on existing and new regulatory compliance requirements
  • Manage dissemination of the latest developments in applicable laws and regulations
  • Track and monitor the Bank's progress in complying with new and change of regulatory requirements
  • Coordinate and advise business and support units in relation to ad-hoc compliance projects
  • Coordinate and advise business and support units when responding to compliance related enquiries and/or surveys raised/initiated by regulators and industry associations
  • Assist in the regular management reporting

Requirements:

  • University degree in Law, Accounting, Finance, Risk Management or a business-related discipline
  • Minimum 6 years of experience in general banking compliance in banks or banking regulator
  • Familiar with statutory and regulatory requirements in general banking, including but not limited to BO, PDPO, UEMO, CoBP, HKMA SPMs and different Codes and Guidelines issued by regulatory authorities
  • Proficiency in English and Chinese
  • Good analytical and judgmental skills
  • Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels