Senior Financial Crimes Compliance Audit Manager

3 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time
Job Title: Senior Financial Crimes Compliance Audit Manager

About Us: Bank Of China (Hong Kong) Limited is a leading financial institution with a strong presence in Hong Kong and the Asia-Pacific region.

Job Description:
We are seeking a highly experienced Senior Financial Crimes Compliance Audit Manager to join our team. The successful candidate will be responsible for leading, managing or participating in internal audit engagements related to General and Financial Crime Compliance, including banking compliance, sanctions compliance, anti-money laundering (AML), anti-bribery and corruption, operational risk management, fraud risk management, etc. The role involves planning, risk assessment, fieldwork, and reporting.

Responsibilities:
  • Assess compliance with regulations, standards, and market practices of the above-mentioned areas.
  • Evaluate the effectiveness of internal controls, identify areas for improvement, provide sound recommendations, and validate the effectiveness of remediation.
  • Participate or support other audit assignments or ad-hoc projects if necessary.

Requirements:
  • Degree or above with a major in Accountancy, Finance, Statistics, Risk Management, Law, or related disciplines.
  • Professional qualification of CPA or equivalent; CAMS, CIA, AAMLP/CAMLP will be a plus.
  • 4 years or above experience in audit, compliance, or control assessment fields of General and Financial Crime Compliance, preferably in sizable financial institutions/enterprises or professional external audit/consultancy firms/regulators.
  • Familiar with relevant General and Financial Crime Compliance laws & regulations, standards, and market practices; knowledge of relevant regulatory requirements and practices in Southeast Asia would be an advantage.
  • Familiar with data analytics or data science; knowledge of modeling, artificial intelligence would be an advantage.
  • Good team-player with excellent project management, communication, and interpersonal skills, analytical mindset, excellent report writing skills, self-motivated, and self-discipline. Available for traveling to Southeast Asia on request.
  • Proficiency in spoken and written Chinese and English, with good command of Mandarin and good academic result in Mathematics.

What We Offer: We offer a competitive salary range of HKD 800,000 - HKD 1,200,000 per annum, depending on qualifications and experience. In addition to a comprehensive benefits package, we also provide opportunities for career growth and development.

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