Transaction Review and Compliance Specialist

Job Description  At Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Transaction Monitoring and AML Compliance Specialist to join our team. As a key member of our compliance department, you will play a vital role in ensuring the effectiveness and efficiency of our transaction monitoring systems and processes.Key...

The Bank of East Asia, Limited (BEA) is seeking a highly skilled AML Compliance Specialist to join its team. The ideal candidate will have a minimum of 4 years' experience in the financial services industry, preferably in anti-money laundering compliance.Responsibilities:Review and comment on the Bank's manuals, policies, and guidelines from an...

At Harbridge Partners, we are seeking a highly skilled and experienced Compliance Specialist to join our team in Hong Kong.About the Role:The Compliance Specialist will be responsible for managing the AML/CTF team, providing guidance and advisory services to senior management and business units, and developing and implementing AML/CTF policies and...

About the JobWe are seeking an experienced Payment Transaction Specialist to join our team at the Bank of China. In this role, you will be responsible for handling payment transactions, providing operational support, and rectifying errors and mistakes promptly.You will work closely with relationship managers to introduce products and operational processes to...

About Mox Bank">Mox Bank is a financial institution built for the digital age, empowering individuals to live life to the fullest. As a member of Generation Mox, you'll be part of a community that values innovation, customer-centricity, and data-driven decision-making.">Why We're Hiring">We're seeking an experienced Financial Crime Compliance Specialist to...

About CSC Global Financial MarketsCSC Global Financial Markets is a leading provider of financial services, committed to delivering innovative solutions to our clients. We are seeking an experienced Compliance Risk Management Specialist to join our team.Job SummaryThe Compliance Risk Management Specialist will be responsible for ensuring that all aspects of...

Job DescriptionThis position is responsible for overseeing and leading the execution of corporate finance transactions, including initial public offerings, mergers, acquisitions, divestiture, and other financial advisory transactions. As a Responsible Officer, you will bear the responsibility of maintaining appropriate standards of conduct among CLSA...

This role holder is accountable for Client Transacting. Be responsible for the key set of controls and reviews over the wide variety of transactions initiated by Private Bank before "handed off" to GBS Operations. To ensure all the activities relating to Data Maintenance, operations control, government enquiries are promptly and properly handled....

ALL-STAR AGENCY is seeking a seasoned professional to drive revenue growth through customized cash management solutions for its large corporate clients. As a Director, Head of Cash Management Sales, Transaction Banking, you will be responsible for pitching and selling cash management related solutions to prospective and current Transaction Banking...

Responsibilities Assist in the development and implementation of KYC policies and procedures in accordance with regulatory requirements. Ensure thorough due diligence processes for onboarding new customers and vendors, as well as periodic review of existing ones. Perform compliance testing on the client's KYC profile to ensure that the CDD is in accordance...

Responsibilities:Provide compliance advisory to global markets business including but not limited to equities, fixed income and ALM Assist stakeholders in regulatory development updates, projects and related incidents Review new business and product proposals and transactions Handle regulatory inquiries, audits, inspections and surveys Assist in compliance...

About Ashford Benjamin LtdA leading investment bank and capital market, our company is committed to delivering high-quality services.Job Description: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team.ResponsibilitiesCompliance Advisory: Provide expert advice on internal and transaction-related compliance matters to...

A leading role at Ashford Benjamin Ltd, the Compliance Advisor oversees compliance advisory to global markets business including but not limited to equities, fixed income and Asset Liability Management (ALM). Key responsibilities include assisting stakeholders in regulatory development updates, projects and related incidents. The ideal candidate will have...

Sonder Consultants seeks a seasoned Finance Associate with 5+ years PQE to join its dynamic team. As a key player, you will play a crucial role in advising top-tier financial institutions, corporations, and investment funds on complex cross-border transactions.The Opportunity:This role offers an exciting opportunity to work on a diverse range of finance...

Regulatory Compliance and Licensing SpecialistTbwa Chiat/Day Inc is seeking an experienced Regulatory Compliance and Licensing Specialist to join our ecosystem project. Our client, a leading digital assets company globally, requires a strong knowledge in the crypto space.About the Role:Stay informed on rapidly changing global crypto regulations and provide...

Key ResponsibilitiesResponsible for day-to-day AML-CFT risk assessment, client onboarding, payment channels onboarding, ongoing monitoring, AML/CFT-related transactions monitoring, record keeping and local staff training.Support AML-CFT operational processes in Singapore and Hong Kong, including the writing and review of operational policies and standard...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

This is an exciting opportunity to join ACCA Careers as a Senior Settlement Officer and contribute to the success of our Treasury Settlement operations. As a key member of the team, you will play a vital role in ensuring the smooth execution of transactions and maintaining the integrity of our financial systems.Your responsibilities will include overseeing...

About UsAmber Group is a global leader in digital asset financial services, providing cutting-edge solutions to institutional and high-net-worth investors worldwide.We offer best-in-class liquidity and trading infrastructure across major exchanges, applications, and networks. Our deep liquidity powers the digital asset ecosystem, with over $1 trillion in...

We are looking for a dedicated Anti-Money Laundering Compliance Officer to join our team at Za. The successful candidate will be responsible for conducting transaction monitoring, investigating suspicious transactions, and ensuring compliance with regulatory requirements.The ideal candidate will have a strong understanding of anti-money laundering...