Regional Sanctions Compliance Officer

5 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Société Générale Assurances Full time
About the Role

We are seeking a highly skilled Regional Sanctions Compliance Officer to join our team at Société Générale Assurances. As a key member of our Compliance department, you will play a critical role in ensuring the effective implementation of our Sanctions Compliance program.

Key Responsibilities
  • Perform in-depth analysis and provide timely Sanctions compliance opinions on proposed transactions, onboardings, and regular reviews of customers.
  • Clear Sanctions related alerts, including second-level transactional sanctions screening alerts, in a timely and efficient manner.
  • Collaborate with Compliance/FCU teams, Business Lines, KYC Team, and support functions in APAC to implement relevant policies and procedures related to Sanctions Compliance.
  • Maintain a solid knowledge of sanctions regulations, including EU, US, and UN regimes, and ensure up-to-date knowledge on regulatory trends, trade-based money laundering typologies, market practices, and standards.
  • Contribute to the training of Business Lines on Sanctions related matters and provide support to mitigate Sanctions and Embargoes related risks.
  • Contribute to regional governance meetings for FCU teams in APAC and review and report Management Information (KRI/KPI).
  • Interact and collaborate with other teams at a local level and at the Group level, including AML/KYC, Regulatory, Transformation, COO teams, and FCU teams from other regions.
  • Contribute to the development of Compliance within the Group and enhance working methodologies by sharing best practices and promoting consistency in analytical approaches.
  • Help facilitate governance over Sanctions lists, screening, and contractual frameworks.
  • Assist in the review of regulatory examination and internal audit deliverables.
  • Review for adherence to Sanctions compliance policies and procedures and assist in maintaining these policies and procedures and establishing controls to test for adherence.
  • Investigate and review potential breaches and present residual risks to management.
  • Work with Business Units on review and guidance regarding new product initiatives.
  • Undertake ad-hoc projects.
Requirements
  • Graduate level with legal/finance or other professional qualification is required. Legal qualification covering EU or US law is a plus.
  • Preferably holder of Certified Global Sanctions Specialist (CGSS) ACAMS certification.
  • At least three (3) years in a financial institution as part of dedicated Sanctions advisory and alerts management teams.
  • Fluent in English. Fluency in Chinese (Putonghua) is an advantage, but not a prerequisite.
  • Solid knowledge of EU, OFAC, and UN sanctions regimes.
  • Good understanding of financial crime risks, risk assessments, and controls in relation to Sanctions related matters.
  • Good understanding of trade finance products and business line activities, including market activities.
  • Working knowledge of global regulatory and financial services legislation as it pertains to Sanctions & Embargoes rules relevant to the business lines.
  • Good communications and influencing skills.
  • Good presentation and report-writing skills.
  • Excellent analytical skills and a critical thinker.
  • Excellent adaptability to an international environment.
  • Open-minded, willing to take suggestions and work together for solutions.
  • Proactive with a strong motivation to learn and gain knowledge required to perform.
General Competencies
  • Management Skills.
  • Operational Skills.
  • Regulatory Skills.
  • Communication Skills.
  • Flexibility - Adaptability.
  • Ability to make Decisions.
  • Ability to Work under pressure.
  • Analytical Skills.
  • Initiative.
  • Leadership Qualities.
  • Teamwork.
Behavioral Skills
  • Team Spirit - Synergies: I make developing synergies a priority.
  • Team Spirit - Open mindset/Respect: I listen and share my views and my expertise in an open mode.
  • Innovation - Technology: I take new technologies into account in my activities.
  • Responsibility - Risk: In order to improve the Group's security, I am constantly on the lookout for risks.
  • Innovation - Simplification: I make things & ideas simple.
  • Responsibility - Performance: I strive to generate high individual and collective performance.

  • Sanctions Compliance Specialist

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Company OverviewLarson Maddox is a leading financial institution in the Asia-Pacific region, providing a wide range of products and services to institutional clients. We are seeking an experienced professional to join our team in Hong Kong as a Sanctions Compliance Specialist.Job SummaryThe successful candidate will be responsible for assisting in the...

  • Sanctions Team Lead

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Gravitas Recruitment Group Full time

    **About the Role**Gravitas Recruitment Group is seeking a highly skilled Sanctions Team Lead to join our client, a reputable MNC bank in the industry. As a key member of the Sanctions team, you will be responsible for leading a small team and ensuring the bank's operations comply with sanctions regulations.**Key Responsibilities**Monitor and analyze...

  • Senior Sanctions Advisory Manager

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Company OverviewLarson Maddox is a leading financial institution providing a wide range of products and services to institutional clients. We are seeking an experienced AML (Anti-Money Laundering) professional with a focus on sanctions compliance to join our team.Job SummaryWe are looking for a highly skilled AML Senior Manager to assist in overseeing and...

  • AML Compliance Officer

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Bank of East Asia Full time

    Job SummaryThe Bank of East Asia is seeking a highly skilled AML Compliance Manager to join our team. As a key member of our compliance department, you will be responsible for ensuring the Bank's adherence to anti-money laundering (AML) and combating the financing of terrorism (CFT) regulations.Key ResponsibilitiesAML/CFT Compliance: Review and comment on...

  • Compliance Officer

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China EFG International Full time

    Main ResponsibilitiesProvide advisory support and challenge to ensure that Client Relationship Officers perform initial and ongoing customer due diligence in accordance with EFG Global standards as well as applicable Anti-Money Laundering (AML), Combating the Financing of Terrorism (CFT), Sanctions, and Tax regulations and laws;Subject matter expert to guide...

  • Vice President, Compliance Officer

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

    Vice President, Compliance (Asset Management)Global Executive Consultants Ltd. is seeking a high-caliber professional to fill the position of Vice President, Compliance. Our client, a leading Financial Institution, requires a seasoned compliance expert to develop and maintain a robust compliance program.Key Responsibilities:Maintaining and developing the...

  • Regional Compliance Officer for Asia

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China AXA Group Full time

    Position OverviewAs the Regional Compliance Officer for Asia, you will play a pivotal role in shaping and executing the compliance strategy across the region, focusing on critical areas such as Data Privacy, AI Compliance, and Anti-Bribery & Corruption (ABC).Key ResponsibilitiesAssist in formulating the annual compliance strategy for Asia, emphasizing...

  • AML Compliance Lead

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Bank of East Asia Full time

    Key Responsibilities:Evaluating and providing insights on the organization's manuals, policies, and guidelines with a focus on AML/CFT/Sanctions compliance.Executing ongoing AML/CFT/Sanctions monitoring and conducting regular assessments of accounts and transactions.Assessing processes, controls, and systems to enhance the Bank's AML/CFT/Sanctions...

  • Senior Anti-Money Laundering Compliance Officer

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

    Senior Anti-Money Laundering Compliance OfficerGlobal Executive Consultants Ltd. is seeking a highly skilled Senior Anti-Money Laundering Compliance Officer to join our team.Job Summary:We are looking for a seasoned professional to provide expert advice on Anti-Money Laundering (AML) compliance regulations and lead our AML compliance advisory team.Key...

  • AML Compliance Specialist

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    About the RoleDBS Bank is seeking a highly skilled AML Compliance Specialist to join our Institutional Banking Group. As a key member of our team, you will be responsible for ensuring that our corporate banking staff are in full compliance with internal AML risk and compliance policies, external regulations, and industry best practices.Key...

  • AML Compliance Specialist

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Bank of East Asia Full time

    Key Responsibilities:Assessing and providing insights on the organization's manuals, policies, and procedures with a focus on AML/CFT/Sanctions compliance.Executing AML/CFT/Sanctions operations consistently, which includes continuous monitoring and periodic evaluation of accounts and transactions.Conducting thorough assessments of processes, controls, and...

  • AML Compliance Specialist

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Bank of East Asia Full time

    Key Responsibilities:Assessing and providing insights on the institution's manuals, policies, and guidelines with a focus on AML/CFT/Sanctions.Executing AML/CFT/Sanctions operations consistently, which includes ongoing surveillance and periodic evaluations of accounts and transactions.Reviewing and enhancing processes, controls, and systems to strengthen the...

  • Compliance Monitoring Executive

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    About Our ClientProjob21 Ltd. is a leading provider of financial services, seeking a seasoned Compliance Monitoring Veteran to join our team in the Greater China region.Job ResponsibilitiesConduct annual risk assessments to identify key risk areas that require monitoring.Report to the Head of Compliance and provide regular updates on risk management...

  • Compliance Lawyer

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Job Title: Compliance LawyerCompany: Worthington LegalLocation: Hong Kong OfficeJob Type: Full-timeAbout the Role:We are seeking a highly skilled Compliance Lawyer to join our team in Hong Kong. As a Compliance Lawyer, you will play a critical role in developing and maintaining our firm's policies and procedures on core compliance issues such as anti-money...

  • Vice President of AML Compliance

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Fubon Bank Full time

    Main Content Vice President of AML Compliance, Anti-Money Laundering Division As the Vice President of AML Compliance within the Anti-Money Laundering Division, you will play a crucial role in ensuring adherence to regulatory frameworks and internal policies. Key Responsibilities: Offer strategic guidance to executive leadership and operational...

  • Compliance Manager

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Cigna Group Full time

    Key Responsibilities: Oversee compliance efforts across Cigna's insurance operations and corporate initiatives; Provide extensive support for the formulation and ongoing evaluation of relevant compliance and regulatory standards, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

  • Compliance Manager

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Cigna Group Full time

    Key Responsibilities: Oversee compliance for Cigna's general insurance operations and enterprise-wide initiatives; Provide extensive support for the formulation and ongoing evaluation of relevant compliance and regulatory obligations, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

  • Compliance Manager

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Cigna Group Full time

    Key Responsibilities: Oversee compliance for Cigna's general insurance operations and group-wide projects; Provide extensive support for the formulation and continuous evaluation of relevant compliance and regulatory standards, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

  • Compliance Lawyer

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Job Title: Compliance LawyerCompany: Worthington LegalLocation: Hong Kong OfficeJob Type: Full-timeAbout the Role:We are seeking a highly skilled Compliance Lawyer to join our team in Hong Kong. As a Compliance Lawyer, you will play a critical role in developing and maintaining our firm's policies and procedures on core compliance issues such as anti-money...

  • Cargo Compliance and Partnerships Manager

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Cathay Pacific Airways Limited Full time

    About the RoleCathay Pacific Airways Limited is seeking a highly skilled and experienced Cargo Compliance and Partnerships Manager to join our team. As a key member of our Cargo Security and Compliance department, you will play a critical role in ensuring the effective implementation of customs, sanction, and partnerships-related policies, standards, and...