Head of Distribution Compliance Specialist
4 weeks ago
Job Description
The Opportunity
At Manulife, we are seeking a highly skilled and experienced Head of Distribution Compliance to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our distribution operations are in compliance with relevant regulatory requirements.
Key Responsibilities
- Lead the team in identifying new regulatory changes affecting distribution operations and advise on relevant impacts.
- Drive changes to meet the rapid changes of compliance and regulatory requirements.
- Ensure the continuous implementation and effectiveness of the Control Monitoring Framework for all distribution channels.
- Oversee the team in conducting proactive compliance monitoring and reviews on distributors' licensing status, sales marketing materials, sales conduct and controls.
- Provide solid and practical compliance advice and support on Distribution Operation and business initiatives.
- Conduct investigation into distributors' misconduct allegations and related complaints.
Requirements
- Minimum 10 years of experience working in legal and/or compliance field in insurance, pension industry or financial services sector.
- Sound knowledge of insurance and MPF regulatory requirements.
- Excellent analytical skills.
- Excellent interpersonal skills to communicate with business units, distribution partners, and regulators.
- Able to work independently and meet tight deadlines.
What We Offer
- A competitive salary and benefits packages.
- A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
- A focus on growing your career path with us.
- Flexible work policies and strong work-life balance.
About Manulife
Manulife Financial Corporation is a leading international financial services group that helps people make their decisions easier and lives better. We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups and institutions.
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