Head of Agency Compliance Lead
4 weeks ago
This is a leadership position that oversees the Agency Distribution Governance Department, working closely with intermediaries, distribution teams, and Risk & Compliance to ensure full adherence to regulatory requirements and the company's compliance and risk management standards.
The ideal candidate will have a strong understanding of the Insurance business and financial services sector, with experience in dealing with regulators and on-site inspection/audit. They will be responsible for promoting good conduct and customer protection culture in distribution channels, developing and rolling out training programs, and ensuring regular communication and continuous education of agents on compliance-related issues.
The role requires a high-level of integrity, strong leadership, coaching and influencing skills, and effective change management skills. The successful candidate will be able to work under pressure, be organized, detail-oriented and analytical, and possess strong business acumen.
Key Responsibilities:
Design, implement and enhance agency sales management policies and guidelines
Implement the Distribution Quality Operating Model and enforce its application across distribution channels
Represent Agency in Group and Local Compliance initiatives relating to distribution sales
Collaborate with Law, Risk and Compliance to interpret regulatory requirements and expectations
Proactively identify and address regulatory changes and their impact on distribution practices
Requirements:
Bachelor's degree holder or above in an appropriate field
15 to 20 years solid work experience in the financial industry handling 1st or 1.5 line of defence /or controls
At least 5 years in a lead role
Excellent command of English, both written and oral
Excellent interpersonal skills
Independent and able to work under pressure
Must be organized, detail-oriented and analytical
Must possess strong leadership, coaching and influencing skills; strong business acumen; effective change management skills; problem solving and decision making skills
With high-level of integrity and takes ownership and accountability of results
What We Offer:
AIA International Limited is committed to helping our customers and the community live Healthier, Longer, Better Lives. We offer a competitive salary and benefits package, as well as opportunities for career growth and development. If you are a motivated and experienced professional looking for a new challenge, please submit your application.
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